{"id":1647,"date":"2017-09-22T22:00:38","date_gmt":"2017-09-23T02:00:38","guid":{"rendered":"https:\/\/www.elderfinancialfraudattorneys.com\/?p=1647"},"modified":"2018-10-04T15:42:54","modified_gmt":"2018-10-04T19:42:54","slug":"timothy-david-ballard-first-suspended-now-permanently-barred-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/timothy-david-ballard-first-suspended-now-permanently-barred-finra\/","title":{"rendered":"Timothy David Ballard First Suspended and Now Permanently Barred by FINRA"},"content":{"rendered":"<p><img decoding=\"async\" class=\"alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/09\/pic-4.jpg\" alt=\"pic-4.jpg\" \/><\/p>\n<h2 style=\"text-align: justify;\">Outside business activities involving elderly clients cost him his career<\/h2>\n<p style=\"text-align: justify;\">As of April 2017, Timothy David Ballard is no longer allowed to act as a broker or have anything to do with firms that sell securities to the public. It was then that he was permanently barred by the Financial Industry Regulatory Authority (FINRA).<\/p>\n<p style=\"text-align: justify;\">Ballard had three months to appeal a suspension from FINRA, but because he failed to do so, the agency had no choice but to bar him. The suspension and subsequent barring were related to Ballard\u2019s outside business activity. For a year, Ballard worked at Sunrise Senior Living in Danville, CA, while reportedly also selling securities to residents of the center through his firm, Securities America, Inc. out of Livermore, CA.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/timothy-david-ballard-first-suspended-now-permanently-barred-finra\/\"  title=\"Continue Reading Timothy David Ballard First Suspended and Now Permanently Barred by FINRA\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Outside business activities involving elderly clients cost him his career As of April 2017, Timothy David Ballard is no longer allowed to act as a broker or have anything to do with firms that sell securities to the public. It was then that he was permanently barred by the Financial Industry Regulatory Authority (FINRA). Ballard [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":1648,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[9,1139],"class_list":["post-1647","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-blog","tag-finra","tag-timothy-david-ballard"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Timothy David Ballard : Elder Financial Fraud Alert<\/title>\n<meta name=\"description\" content=\"Timothy David Ballard failed to appear to face allegations of outside business activities and is permanently barred from the securities industry by FINRA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/timothy-david-ballard-first-suspended-now-permanently-barred-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Timothy David Ballard : Elder Financial Fraud Alert\" \/>\n<meta name=\"twitter:description\" content=\"Timothy David Ballard failed to appear to face allegations of outside business activities and is permanently barred from the securities industry by FINRA.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/09\/pic-4.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Timothy David Ballard : Elder Financial Fraud Alert","description":"Timothy David Ballard failed to appear to face allegations of outside business activities and is permanently barred from the securities industry by FINRA.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/timothy-david-ballard-first-suspended-now-permanently-barred-finra\/","twitter_card":"summary_large_image","twitter_title":"Timothy David Ballard : Elder Financial Fraud Alert","twitter_description":"Timothy David Ballard failed to appear to face allegations of outside business activities and is permanently barred from the securities industry by FINRA.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/09\/pic-4.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 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