{"id":12081,"date":"2026-10-12T15:49:07","date_gmt":"2026-10-12T19:49:07","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=12081"},"modified":"2026-10-12T15:49:07","modified_gmt":"2026-10-12T19:49:07","slug":"deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/","title":{"rendered":"Deceased Broker Michael Graham Subject Of Nine Customer Disputes Totaling $864K"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-12082 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/10\/Blog-Graphics52.png\" alt=\"Michael Graham (Michael Clifford Graham CRD# 3263494) was a broker and investment advisor last employed with LPL Financial (CRD# 6413) of El Paso, TX. He was previously employed with Principal Securities, Inc. (CRD# 1137) and Securian Financial Services, Inc. (CRD# 15296), also of El Paso.\n\nLPL Financial Services discharged Graham on 06\/06\/2025 alleging, \u201cFailed to disclose and receive prior approval for participation in a prohibited outside business activity; participated in and directed clients to private investments.\u201d\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/10\/Blog-Graphics52.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/10\/Blog-Graphics52-180x120.png 180w\" sizes=\"(max-width: 300px) 100vw, 300px\" \/>Michael Graham (Michael Clifford Graham CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/3263494\" target=\"_blank\">3263494<\/a>) was a broker and investment advisor last employed with LPL Financial (CRD# 6413) of El Paso, TX. He was previously employed with Principal Securities, Inc. (CRD# 1137) and Securian Financial Services, Inc. (CRD# 15296), also of El Paso. <a href=\"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/#more-12081\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Michael Graham (Michael Clifford Graham CRD# 3263494) was a broker and investment advisor last employed with LPL Financial (CRD# 6413) of El Paso, TX. He was previously employed with Principal Securities, Inc. (CRD# 1137) and Securian Financial Services, Inc. (CRD# 15296), also of El Paso. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-12081","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.2 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Michael Graham Subject Of 9 Customer Disputes Totaling $864K<\/title>\n<meta name=\"description\" content=\"Michael Graham was a broker and investment advisor last employed with LPL Financial (CRD# 6413) of El Paso, TX.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Michael Graham Subject Of 9 Customer Disputes Totaling $864K\" \/>\n<meta name=\"twitter:description\" content=\"Michael Graham was a broker and investment advisor last employed with LPL Financial (CRD# 6413) of El Paso, TX.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/10\/Blog-Graphics52.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Michael Graham Subject Of 9 Customer Disputes Totaling $864K","description":"Michael Graham was a broker and investment advisor last employed with LPL Financial (CRD# 6413) of El Paso, TX.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/","twitter_card":"summary_large_image","twitter_title":"Michael Graham Subject Of 9 Customer Disputes Totaling $864K","twitter_description":"Michael Graham was a broker and investment advisor last employed with LPL Financial (CRD# 6413) of El Paso, TX.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/10\/Blog-Graphics52.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Deceased Broker Michael Graham Subject Of Nine Customer Disputes Totaling $864K","datePublished":"2026-10-12T19:49:07+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/"},"wordCount":515,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/10\/Blog-Graphics52.png","articleSection":["Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/","url":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/","name":"Michael Graham Subject Of 9 Customer Disputes Totaling $864K","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/10\/Blog-Graphics52.png","datePublished":"2026-10-12T19:49:07+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Michael Graham was a broker and investment advisor last employed with LPL Financial (CRD# 6413) of El Paso, TX.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/10\/Blog-Graphics52.png","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/10\/Blog-Graphics52.png","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/deceased-broker-michael-graham-subject-of-nine-customer-disputes-totaling-864k\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Deceased Broker Michael Graham Subject Of Nine Customer Disputes Totaling $864K"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/12081","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=12081"}],"version-history":[{"count":2,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/12081\/revisions"}],"predecessor-version":[{"id":12084,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/12081\/revisions\/12084"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=12081"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=12081"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=12081"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}