{"id":12022,"date":"2026-08-07T10:54:19","date_gmt":"2026-08-07T14:54:19","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=12022"},"modified":"2026-08-07T10:54:19","modified_gmt":"2026-08-07T14:54:19","slug":"finra-suspends-registered-individuals-for-violations-of-finra-rules-failure-to-provide-information-july-2026","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-registered-individuals-for-violations-of-finra-rules-failure-to-provide-information-july-2026\/","title":{"rendered":"FINRA Suspends Registered Individuals For Violations Of FINRA Rules Failure To Provide Information July 2026"},"content":{"rendered":"<p>According to FINRA Disciplinary actions for July 2026, the following individuals were suspended from FINRA and currently cannot work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers:<\/p>\n<table border=\"x\" width=\"623\">\n<tbody>\n<tr>\n<td width=\"311\"><strong>NAME<\/strong><\/td>\n<td width=\"312\"><strong>FORMER EMPLOYERS<\/strong><\/td>\n<\/tr>\n<tr>\n<td width=\"311\"><a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5504338\" target=\"_blank\">Travis Price Alexander<\/a><\/td>\n<td width=\"312\">\u00a0Raymond James Financial Services<\/p>\n<p>Ameriprise Financial Services<\/td>\n<\/tr>\n<tr>\n<td width=\"311\"><a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/7563608\" target=\"_blank\">Changxi Ji (CRD #7563608)<\/a><\/td>\n<td width=\"312\">\u00a0Edward jones<\/p>\n<p>Globalink Securities, Inc.<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<p> <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-registered-individuals-for-violations-of-finra-rules-failure-to-provide-information-july-2026\/#more-12022\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>According to FINRA Disciplinary actions for July 2026, the following individuals were suspended from FINRA and currently cannot work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-12022","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Suspends Individuals For Failure To Provide Info July 2026<\/title>\n<meta name=\"description\" content=\"According to FINRA Disciplinary actions for July 2026, the following were suspended and cannot work for a brokerage firm for failing to provide information.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" 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