{"id":12004,"date":"2026-07-17T15:26:00","date_gmt":"2026-07-17T19:26:00","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=12004"},"modified":"2026-07-17T15:26:00","modified_gmt":"2026-07-17T19:26:00","slug":"broker-jesse-krapf-formerly-of-spartan-capital-securities-suspended","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-jesse-krapf-formerly-of-spartan-capital-securities-suspended\/","title":{"rendered":"Broker Jesse Krapf, Formerly Of Spartan Capital Securities, Suspended"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-12005 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/07\/Blog-Graphics42.png\" alt=\"Jesse Krapf (CRD# 5467277) is a former registered broker last employed with SPARTAN CAPITAL SECURITIES, LLC (CRD# 146251) of New York, NY. His previous employers include Benchmark Investments, Inc. (CRD# 103792), Newbridge Securities Corporation (CRD# 104065), and Columbus Advisory Group, LTD. (CRD# 126331), all of New York. Three of his eleven previous employers have been expelled by FINRA.\u00a0 He has been in the industry since 2008.\n\nKrapf has ten disclosures in his CRD, four of which are customer disputes. The most recent disclosure is a suspension from FINRA after Krapf failed to provide requested information. FINRA issued a suspension effective 4\/6\/2026 indefinitely. If Krapf does not request a termination of the suspension within three months, he will be permanently barred from the industry effective 6\/29\/2026.\n\nIn a previous disciplinary action issued by FINRA on 10\/30\/2024, Krapf was suspended for five months after being found to have excessively traded in a senior customer\u2019s account. The customer relied on Krapf\u2019s advice in every sale, giving Krapf de facto control over the customer\u2019s account. This was in violation of Rule 15l-1 of the Securities Exchange Act of 1934, known as Regulation Best Interest (Reg BI). Krapf\u2019s trading in the customer\u2019s account generated total trading costs of $96,496, including $92,847 in commissions, leading to $41,017 in total realized losses.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/07\/Blog-Graphics42.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/07\/Blog-Graphics42-180x120.png 180w\" sizes=\"(max-width: 300px) 100vw, 300px\" \/>Jesse Krapf (CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5467277\" target=\"_blank\">5467277<\/a>) is a former registered broker last employed with SPARTAN CAPITAL SECURITIES, LLC (CRD# 146251) of New York, NY. His previous employers include Benchmark Investments, Inc. (CRD# 103792), Newbridge Securities Corporation (CRD# 104065), and Columbus Advisory Group, LTD. (CRD# 126331), all of New York. Three of his eleven previous employers have been expelled by FINRA. He has been in the industry since 2008. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-jesse-krapf-formerly-of-spartan-capital-securities-suspended\/#more-12004\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Jesse Krapf (CRD# 5467277) is a former registered broker last employed with SPARTAN CAPITAL SECURITIES, LLC (CRD# 146251) of New York, NY. His previous employers include Benchmark Investments, Inc. (CRD# 103792), Newbridge Securities Corporation (CRD# 104065), and Columbus Advisory Group, LTD. (CRD# 126331), all of New York. Three of his eleven previous employers have been [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-12004","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Jesse Krapf, Formerly Of Spartan Capital Securities, Suspended<\/title>\n<meta name=\"description\" content=\"Jesse Krapf is a former registered broker last employed with SPARTAN CAPITAL SECURITIES, LLC of New York, NY.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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