{"id":12001,"date":"2026-07-17T15:17:21","date_gmt":"2026-07-17T19:17:21","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=12001"},"modified":"2026-07-17T15:17:21","modified_gmt":"2026-07-17T19:17:21","slug":"broker-francisco-m-gomez-suspended-after-customer-loans-and-outside-business-activities","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-francisco-m-gomez-suspended-after-customer-loans-and-outside-business-activities\/","title":{"rendered":"Broker Francisco M Gomez Suspended After Customer Loans And Outside Business Activities"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-12002 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/07\/Blog-Graphics41.png\" alt=\"Francisco M Gomez (CRD#\u00a06289883) is a former registered broker last employed with LPL Financial LLC (CRD# 6413) of Fate, TX. He was previously employed with BBVA Securities Inc. (CRD# 27060) of Mesquite, TX. He has been in the industry since 2016.\n\nGomez has one customer dispute, dated 9\/15\/2025. The customer alleged that Gomez \u201cSold annuities in 2020 without disclosing all material terms. Client also provided loans below market rates to entities allegedly affiliated with advisor.\u201d The customer requested damages of $395,869.90, and the dispute was settled for $190,000.\n\nLPL Financial permitted Gomez to resign on 11\/5\/2025 amid allegations that he \u201cFailed to disclose and receive prior approval for loans from customer; failed to disclose and receive prior approval for outside business activities; and used an unapproved messaging platform to transmit business-related communications.\u201d\n\nFollowing his discharge, FINRA began an investigation into his business dealings and requested information from Gomez. When he failed to respond to these requests, FINRA issued a three-month suspension effective 4\/6\/2026. If Gomez fails to respond to FINRA\u2019s requests by 6\/16\/2026, he will be permanently barred from any association with any FINRA member in any capacity.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/07\/Blog-Graphics41.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/07\/Blog-Graphics41-180x120.png 180w\" sizes=\"(max-width: 300px) 100vw, 300px\" \/>Francisco M Gomez (CRD#\u00a0<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/6289883\" target=\"_blank\">6289883<\/a>) is a former registered broker last employed with LPL Financial LLC (CRD# 6413) of Fate, TX. He was previously employed with BBVA Securities Inc. (CRD# 27060) of Mesquite, TX. He has been in the industry since 2016. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-francisco-m-gomez-suspended-after-customer-loans-and-outside-business-activities\/#more-12001\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Francisco M Gomez (CRD#\u00a06289883) is a former registered broker last employed with LPL Financial LLC (CRD# 6413) of Fate, TX. He was previously employed with BBVA Securities Inc. (CRD# 27060) of Mesquite, TX. He has been in the industry since 2016. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-12001","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Francisco M Gomez Suspended After Customer Loans And Outside Business Activities<\/title>\n<meta name=\"description\" content=\"Francisco M Gomez is a former registered broker last employed with LPL Financial LLC of Fate, TX.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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