{"id":11993,"date":"2026-06-30T14:32:46","date_gmt":"2026-06-30T18:32:46","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11993"},"modified":"2026-06-30T14:32:46","modified_gmt":"2026-06-30T18:32:46","slug":"did-you-lose-money-investing-with-spartan-capital-securities","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/","title":{"rendered":"Did You Lose Money Investing With Spartan Capital Securities?"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10205 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg\" alt=\"New York-based brokerage firm Spartan Capital Securities was the subject of a disciplinary proceeding filed by the Financial Industry Regulatory Authority (FINRA) alleging Spartan Capital \u201cdefrauded customers by engaging in widespread churning.\u201d\n\nThe disciplinary proceeding focuses on Spartan Capital\u2019s \u201cchurning\u201d and \u201cexcessive trading\u201d of customer accounts.\u00a0 Generally, \u201cchurning\u201d refers to the frequent buying and selling of securities in a customer account for the primary purpose of generating commissions.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall-180x120.jpg 180w\" sizes=\"(max-width: 300px) 100vw, 300px\" \/>New York-based brokerage firm Spartan Capital Securities was the subject of a disciplinary proceeding filed by the Financial Industry Regulatory Authority (FINRA) alleging Spartan Capital \u201cdefrauded customers by engaging in widespread churning.\u201d <a href=\"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/#more-11993\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>New York-based brokerage firm Spartan Capital Securities was the subject of a disciplinary proceeding filed by the Financial Industry Regulatory Authority (FINRA) alleging Spartan Capital \u201cdefrauded customers by engaging in widespread churning.\u201d Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,580],"tags":[],"class_list":["post-11993","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Did You Lose Money Investing With Spartan Capital Securities? &#8212; Securities Arbitration Lawyers Blog<\/title>\n<meta name=\"description\" content=\"Spartan Capital Securities was the subject of a disciplinary proceeding filed by the FINRA alleging they \u201cdefrauded customers by engaging in widespread churning.\u201d\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Did You Lose Money Investing With Spartan Capital Securities? &#8212; Securities Arbitration Lawyers Blog\" \/>\n<meta name=\"twitter:description\" content=\"Spartan Capital Securities was the subject of a disciplinary proceeding filed by the FINRA alleging they \u201cdefrauded customers by engaging in widespread churning.\u201d\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Did You Lose Money Investing With Spartan Capital Securities? &#8212; Securities Arbitration Lawyers Blog","description":"Spartan Capital Securities was the subject of a disciplinary proceeding filed by the FINRA alleging they \u201cdefrauded customers by engaging in widespread churning.\u201d","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/","twitter_card":"summary_large_image","twitter_title":"Did You Lose Money Investing With Spartan Capital Securities? &#8212; Securities Arbitration Lawyers Blog","twitter_description":"Spartan Capital Securities was the subject of a disciplinary proceeding filed by the FINRA alleging they \u201cdefrauded customers by engaging in widespread churning.\u201d","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Did You Lose Money Investing With Spartan Capital Securities?","datePublished":"2026-06-30T18:32:46+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/"},"wordCount":346,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg","articleSection":["Churning","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/","url":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/","name":"Did You Lose Money Investing With Spartan Capital Securities? &#8212; Securities Arbitration Lawyers Blog","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg","datePublished":"2026-06-30T18:32:46+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Spartan Capital Securities was the subject of a disciplinary proceeding filed by the FINRA alleging they \u201cdefrauded customers by engaging in widespread churning.\u201d","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-investing-with-spartan-capital-securities\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Did You Lose Money Investing With Spartan Capital Securities?"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11993","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=11993"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11993\/revisions"}],"predecessor-version":[{"id":11994,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11993\/revisions\/11994"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=11993"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=11993"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=11993"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}