{"id":11961,"date":"2026-06-16T12:28:26","date_gmt":"2026-06-16T16:28:26","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11961"},"modified":"2026-06-16T12:28:26","modified_gmt":"2026-06-16T16:28:26","slug":"david-nathan-cohen-barred-after-misappropriation-of-client-funds","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/david-nathan-cohen-barred-after-misappropriation-of-client-funds\/","title":{"rendered":"David Nathan Cohen Barred After Misappropriation Of Client Funds"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11962 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/06\/Blog-Graphics34.png\" alt=\"David Nathan Cohen (CRD#\u00a05083883) is a former registered broker and investment advisor who was last employed with Cetera Investment Services LLC (CRD# 15340) of Yonkers, NY, and previously employed with Foresters Financial Services, Inc. (CRD# 305) in New York, NY. He has been in the industry since 2006.\n\nCetera Investment Services discharged Cohen on 12\/9\/2025 after he continued to conduct business while he was suspended. The suspension was from allegations that he was directly collecting funds and using them to fund outside business activities. Cohen also refused to cooperate with the firm\u2019s internal review process.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/06\/Blog-Graphics34.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/06\/Blog-Graphics34-180x120.png 180w\" sizes=\"(max-width: 300px) 100vw, 300px\" \/>David Nathan Cohen (CRD#\u00a0<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5083883\" target=\"_blank\">5083883<\/a>) is a former registered broker and investment advisor who was last employed with Cetera Investment Services LLC (CRD# 15340) of Yonkers, NY, and previously employed with Foresters Financial Services, Inc. (CRD# 305) in New York, NY. He has been in the industry since 2006. <a href=\"https:\/\/www.silverlaw.com\/blog\/david-nathan-cohen-barred-after-misappropriation-of-client-funds\/#more-11961\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>David Nathan Cohen (CRD#\u00a05083883) is a former registered broker and investment advisor who was last employed with Cetera Investment Services LLC (CRD# 15340) of Yonkers, NY, and previously employed with Foresters Financial Services, Inc. (CRD# 305) in New York, NY. He has been in the industry since 2006. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11961","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>David Nathan Cohen Barred After Misappropriation Of Client Funds &#8212; Securities Arbitration Lawyers Blog<\/title>\n<meta name=\"description\" content=\"David Nathan Cohen is a former broker and investment advisor who was last employed with Cetera Investment Services LLC of Yonkers, NY.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/david-nathan-cohen-barred-after-misappropriation-of-client-funds\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"David Nathan Cohen Barred After Misappropriation Of Client Funds &#8212; 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