{"id":11923,"date":"2026-06-04T11:04:26","date_gmt":"2026-06-04T15:04:26","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11923"},"modified":"2026-06-04T11:04:26","modified_gmt":"2026-06-04T15:04:26","slug":"finra-suspends-registered-individuals-for-violations-of-finra-rules-failure-to-provide-information-april-2026","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-registered-individuals-for-violations-of-finra-rules-failure-to-provide-information-april-2026\/","title":{"rendered":"FINRA Suspends Registered Individuals For Violations Of FINRA Rules Failure To Provide Information April 2026"},"content":{"rendered":"

According to FINRA Disciplinary actions for May 2026, the following individuals were suspended from FINRA and currently cannot work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers:<\/p>\n\n\n\n\n\n\n\n
NAME<\/strong><\/td>\nFORMER EMPLOYERS<\/strong><\/td>\n<\/tr>\n
Eugene W. Antosh<\/a><\/td>\nAmerirprise Financial Services, LLC<\/p>\n

Edward Jones<\/p>\n

Metlife Investors Distributions<\/td>\n<\/tr>\n

Carolyn Marie Dammeyer<\/a><\/td>\nW&S Brokerage Services, Inc.<\/td>\n<\/tr>\n
Matthew Adam North<\/a><\/td>\nJackson National Life Distribution<\/p>\n

Geneos Wealth Management, Inc.<\/p>\n

Scottrade, Inc.<\/p>\n

Sammons Securities Company, LLC<\/p>\n

Sigma Financial Corporation<\/td>\n<\/tr>\n

Danielle Rose Sonnenberg<\/a><\/td>\nInnovation Partners LLC<\/p>\n

Sloan Securities Corp.<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

According to FINRA Disciplinary actions for May 2026, the following individuals were suspended from FINRA and currently cannot work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11923","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"\nFINRA Suspends Individuals For Rules Violations April 2026<\/title>\n<meta name=\"description\" content=\"According to FINRA Disciplinary actions for May 2026, the following were suspended and cannot work for a brokerage firm for failing to provide information.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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