{"id":11910,"date":"2026-04-06T11:10:16","date_gmt":"2026-04-06T15:10:16","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11910"},"modified":"2026-04-06T11:10:16","modified_gmt":"2026-04-06T15:10:16","slug":"finra-bars-broker-howard-kavinsky-after-falsifying-client-accounts","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-howard-kavinsky-after-falsifying-client-accounts\/","title":{"rendered":"FINRA Bars Broker Howard Kavinsky After Falsifying Client Accounts"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11911 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/04\/Blog-Graphics29.png\" alt=\"Howard Kavinsky (CRD#\u00a05881623) is a former registered broker and investment advisor last employed with Supreme Alliance LLC (CRD# 45348) of Charlotte, NC. His previous employers include B. Riley Wealth Management (CRD# 2543) and National Securities Corporation (CRD# 7569), both in Chicago, and David A. Noyes &amp; Company (CRD# 205) of Miami, FL. He has been in the industry since 2011.\n\nDuring his tenure with B. Riley and its predecessor National Securities Corporation, Kavinsky prepared consolidated account statements for his customers. Many of his customers were seniors, and these consolidated statements provided them with an overview of their financial holdings.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/04\/Blog-Graphics29.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/04\/Blog-Graphics29-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Howard Kavinsky (CRD#<strong>\u00a0<\/strong><a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5881623\" target=\"_blank\"><strong>5881623<\/strong><\/a>) is a former registered broker and investment advisor last employed with Supreme Alliance LLC (CRD# 45348) of Charlotte, NC. His previous employers include B. Riley Wealth Management (CRD# 2543) and National Securities Corporation (CRD# 7569), both in Chicago, and David A. Noyes &amp; Company (CRD# 205) of Miami, FL. He has been in the industry since 2011. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-howard-kavinsky-after-falsifying-client-accounts\/#more-11910\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Howard Kavinsky (CRD#\u00a05881623) is a former registered broker and investment advisor last employed with Supreme Alliance LLC (CRD# 45348) of Charlotte, NC. His previous employers include B. Riley Wealth Management (CRD# 2543) and National Securities Corporation (CRD# 7569), both in Chicago, and David A. Noyes &amp; Company (CRD# 205) of Miami, FL. He has been [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11910","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Bars Howard Kavinsky After Falsifying Client Accounts<\/title>\n<meta name=\"description\" content=\"Howard Kavinsky is a former registered broker and investment advisor last employed with Supreme Alliance LLC of Charlotte, NC.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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