{"id":11873,"date":"2026-01-22T12:56:10","date_gmt":"2026-01-22T17:56:10","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11873"},"modified":"2026-01-22T12:56:10","modified_gmt":"2026-01-22T17:56:10","slug":"finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/","title":{"rendered":"FINRA Bars Broker Jose Abel Gamez For Client Fund Misappropriation"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11874 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/01\/Blog-Graphics24.png\" alt=\"Jose Abel Gamez (CRD# 4292479) is a former registered broker and investment advisor. His most recent employer was Raymond James Financial Services, Inc. (CRD# 6694) of San Antonio, Texas. His previous employers include Chase Investment Services Corp. (CRD# 25574), LPL Financial LLC (CRD#:6413), USAA Investment Management Company (CRD# 5475), also of San Antonio, and Capital One Investment Services LLC (CRD# 25658) of Round Rock, Texas. He has been in the industry since 2000.\n\nRaymond James discharged Gamez on June 25, 2025, after allegations that he misappropriated client funds for personal use. On 8\/29\/2025, a client filed a dispute requesting \u201creimbursement of principal and lost market opportunity following FA\u2019s alleged misappropriation of funds.\u201d The client requested damages of $1,863,371.00, and the firm settled the claim for $413,370.18.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/01\/Blog-Graphics24.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/01\/Blog-Graphics24-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Jose Abel Gamez (CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4292479\" target=\"_blank\">4292479<\/a>) is a former registered broker and investment advisor. His most recent employer was Raymond James Financial Services, Inc. (CRD# 6694) of San Antonio, Texas. His previous employers include Chase Investment Services Corp. (CRD# 25574), LPL Financial LLC (CRD#:6413), USAA Investment Management Company (CRD# 5475), also of San Antonio, and Capital One Investment Services LLC (CRD# 25658) of Round Rock, Texas. He has been in the industry since 2000. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/#more-11873\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Jose Abel Gamez (CRD# 4292479) is a former registered broker and investment advisor. His most recent employer was Raymond James Financial Services, Inc. (CRD# 6694) of San Antonio, Texas. His previous employers include Chase Investment Services Corp. (CRD# 25574), LPL Financial LLC (CRD#:6413), USAA Investment Management Company (CRD# 5475), also of San Antonio, and Capital [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11873","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Bars Jose Abel Gamez For Client Fund Misappropriation<\/title>\n<meta name=\"description\" content=\"Jose Abel Gamez is a former registered broker and investment advisor. Raymond James discharged Gamez after allegations of misappropriation.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Bars Jose Abel Gamez For Client Fund Misappropriation\" \/>\n<meta name=\"twitter:description\" content=\"Jose Abel Gamez is a former registered broker and investment advisor. Raymond James discharged Gamez after allegations of misappropriation.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/01\/Blog-Graphics24.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Bars Jose Abel Gamez For Client Fund Misappropriation","description":"Jose Abel Gamez is a former registered broker and investment advisor. Raymond James discharged Gamez after allegations of misappropriation.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/","twitter_card":"summary_large_image","twitter_title":"FINRA Bars Jose Abel Gamez For Client Fund Misappropriation","twitter_description":"Jose Abel Gamez is a former registered broker and investment advisor. Raymond James discharged Gamez after allegations of misappropriation.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/01\/Blog-Graphics24.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Bars Broker Jose Abel Gamez For Client Fund Misappropriation","datePublished":"2026-01-22T17:56:10+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/"},"wordCount":594,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/01\/Blog-Graphics24.png","articleSection":["FINRA Disciplinary Actions","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/","name":"FINRA Bars Jose Abel Gamez For Client Fund Misappropriation","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jose-abel-gamez-for-client-fund-misappropriation\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/01\/Blog-Graphics24.png","datePublished":"2026-01-22T17:56:10+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Jose Abel Gamez is a former registered broker and investment advisor. 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