{"id":11851,"date":"2026-01-09T11:52:59","date_gmt":"2026-01-09T16:52:59","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11851"},"modified":"2026-01-09T11:52:59","modified_gmt":"2026-01-09T16:52:59","slug":"anthony-george-saab-barred-from-the-securities-industry-after-56-year-career","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/anthony-george-saab-barred-from-the-securities-industry-after-56-year-career\/","title":{"rendered":"Anthony George Saab Barred From The Securities Industry After 56-Year Career"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11852 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/01\/Blog-Graphics21.png\" alt=\"Anthony George Saab (CRD# 408501), a longtime broker most recently working with Sunbelt Securities, Inc. in Dallas, Texas, has been\u00a0permanently barred by the Financial Industry Regulatory Authority (FINRA)\u00a0after refusing to cooperate with an investigation into his sales of alternative investments.\n\nThe issue with these alternative investments is that they are high-risk. FINRA\u2019s inquiry related to activity during Saab\u2019s time at The Fig Group, LLC, a prior firm where he worked before joining Sunbelt Securities. Saab chose not to admit or deny FINRA\u2019s findings but declined to provide the information regulators sought, which triggered the industry bar.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/01\/Blog-Graphics21.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2026\/01\/Blog-Graphics21-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Anthony George Saab (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/408501\" target=\"_blank\">CRD# 408501<\/a>), a longtime broker most recently working with Sunbelt Securities, Inc. in Dallas, Texas, has been\u00a0permanently barred by the Financial Industry Regulatory Authority (FINRA)\u00a0after refusing to cooperate with an investigation into his sales of alternative investments. <a href=\"https:\/\/www.silverlaw.com\/blog\/anthony-george-saab-barred-from-the-securities-industry-after-56-year-career\/#more-11851\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Anthony George Saab (CRD# 408501), a longtime broker most recently working with Sunbelt Securities, Inc. in Dallas, Texas, has been\u00a0permanently barred by the Financial Industry Regulatory Authority (FINRA)\u00a0after refusing to cooperate with an investigation into his sales of alternative investments. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11851","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Anthony George Saab Barred From The Securities Industry<\/title>\n<meta name=\"description\" content=\"Anthony George Saab, a broker most recently working with Sunbelt Securities, Inc. in Dallas, Texas, has been\u00a0permanently barred by FINRA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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