{"id":11824,"date":"2025-12-05T09:49:56","date_gmt":"2025-12-05T14:49:56","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11824"},"modified":"2025-12-05T09:49:56","modified_gmt":"2025-12-05T14:49:56","slug":"broker-cody-m-anderson-barred-by-finra-amongst-allegations-tied-to-fictitious-annuity-applications","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-cody-m-anderson-barred-by-finra-amongst-allegations-tied-to-fictitious-annuity-applications\/","title":{"rendered":"Broker Cody M. Anderson Barred By FINRA Amongst Allegations Tied To Fictitious Annuity Applications"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11825 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/12\/Blog-Graphics15.png\" alt=\"Cody M. Anderson (CRD# 5999762) a financial broker with 12 years\u00a0of industry experience, has been barred from the securities industry by the Financial Industry Regulatory Authority (FINRA). This disciplinary action follows Anderson\u2019s failure to request termination of a prior suspension, which stemmed from allegations that he submitted multiple fictitious variable annuity applications.\n\nCody Anderson was registered with Equitable Advisors in Buffalo, New York at the time of misconduct. The firm discharged him after discovering he submitted multiple fictitious annuity applications, prompting FINRA to open its investigation.\u00a0 When the regulator later requested information about the matter, Anderson did not respond. \u00a0\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/12\/Blog-Graphics15.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/12\/Blog-Graphics15-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Cody M. Anderson (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5999762\" target=\"_blank\">CRD# 5999762<\/a>) a financial broker with 12 years\u00a0of industry experience, has been barred from the securities industry by the Financial Industry Regulatory Authority (FINRA). This disciplinary action follows Anderson\u2019s failure to request termination of a prior suspension, which stemmed from allegations that he submitted multiple fictitious variable annuity applications. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-cody-m-anderson-barred-by-finra-amongst-allegations-tied-to-fictitious-annuity-applications\/#more-11824\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Cody M. Anderson (CRD# 5999762) a financial broker with 12 years\u00a0of industry experience, has been barred from the securities industry by the Financial Industry Regulatory Authority (FINRA). This disciplinary action follows Anderson\u2019s failure to request termination of a prior suspension, which stemmed from allegations that he submitted multiple fictitious variable annuity applications. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11824","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Cody M. Anderson Barred By FINRA<\/title>\n<meta name=\"description\" content=\"Cody M. Anderson a financial broker with 12 years\u00a0of industry experience, has been barred from the securities industry by FINRA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-cody-m-anderson-barred-by-finra-amongst-allegations-tied-to-fictitious-annuity-applications\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Cody M. Anderson Barred By FINRA\" \/>\n<meta name=\"twitter:description\" content=\"Cody M. 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Anderson a financial broker with 12 years\u00a0of industry experience, has been barred from the securities industry by FINRA.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/12\/Blog-Graphics15.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/broker-cody-m-anderson-barred-by-finra-amongst-allegations-tied-to-fictitious-annuity-applications\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-cody-m-anderson-barred-by-finra-amongst-allegations-tied-to-fictitious-annuity-applications\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Broker Cody M. 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