{"id":11815,"date":"2025-12-03T16:54:07","date_gmt":"2025-12-03T21:54:07","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11815"},"modified":"2025-12-03T16:54:07","modified_gmt":"2025-12-03T21:54:07","slug":"phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors\/","title":{"rendered":"Phillip Curtis Anderson Suspended For Recommending Unrated Corporate Bonds in Absurd Proportions To Seniors"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10205 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg\" alt=\"Phillip Curtis Anderson (CRD# 814936) a financial broker with 40 years of industry experience, was suspended from the securities industry by the Financial Industry Regulatory Authority (FINRA) following allegations of recommending unrated corporate bonds to senior retail customers. Anderson had been employed at Kingswood Capital Partners LLC in Roseville, California for five years.\n\nAccording to FINRA disclosures one client had at least 96 percent of their net worth, and another had 35 percent of their net worth (excluding their primary residences), invested in unrated corporate bonds sold by Anderson.\u00a0 Anderson earned $8,280 in commissions from these transactions.\u00a0 Putting this high percentage of client portfolios in unrated bonds was wholly unsuitable and contrary to the clients\u2019 best interests.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Phillip Curtis Anderson (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/814936\" target=\"_blank\">CRD# 814936)<\/a> a financial broker with 40 years of industry experience, was suspended from the securities industry by the Financial Industry Regulatory Authority (FINRA) following allegations of recommending unrated corporate bonds to senior retail customers. Anderson had been employed at Kingswood Capital Partners LLC in Roseville, California for five years. <a href=\"https:\/\/www.silverlaw.com\/blog\/phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors\/#more-11815\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Phillip Curtis Anderson (CRD# 814936) a financial broker with 40 years of industry experience, was suspended from the securities industry by the Financial Industry Regulatory Authority (FINRA) following allegations of recommending unrated corporate bonds to senior retail customers. Anderson had been employed at Kingswood Capital Partners LLC in Roseville, California for five years. Continue reading [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-11815","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Phillip Curtis Anderson Suspended<\/title>\n<meta name=\"description\" content=\"Phillip Curtis Anderson (CRD# 814936) a financial broker with 40 years of industry experience, was suspended from the securities industry by the Financial &#8212; December 3, 2025\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Phillip Curtis Anderson Suspended\" \/>\n<meta name=\"twitter:description\" content=\"Phillip Curtis Anderson (CRD# 814936) a financial broker with 40 years of industry experience, was suspended from the securities industry by the Financial &#8212; 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December 3, 2025","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Phillip Curtis Anderson Suspended For Recommending Unrated Corporate Bonds in Absurd Proportions To Seniors","datePublished":"2025-12-03T21:54:07+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors\/"},"wordCount":394,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg","articleSection":["Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors\/","url":"https:\/\/www.silverlaw.com\/blog\/phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors\/","name":"Phillip Curtis Anderson Suspended","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/phillip-curtis-anderson-suspended-for-recommending-unrated-corporate-bonds-in-absurd-proportions-to-seniors\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg","datePublished":"2025-12-03T21:54:07+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Phillip Curtis Anderson (CRD# 814936) a financial broker with 40 years of industry experience, was suspended from the securities industry by the Financial &#8212; 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