{"id":11790,"date":"2025-11-26T10:51:50","date_gmt":"2025-11-26T15:51:50","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11790"},"modified":"2025-11-26T10:51:50","modified_gmt":"2025-11-26T15:51:50","slug":"allegations-levied-against-former-broker-spencer-hilligoss","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/","title":{"rendered":"Allegations Levied Against Former Broker Spencer Hilligoss"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11791 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/11\/Blog-Graphics19.png\" alt=\"Spencer Hilligoss (CRD#\u00a07289560) is a previously registered broker whose last employer was Finalis Securities LLC (CRD# 305908) of New York, NY. Hilligoss was previously employed at Growth Capital Services, Inc. (CRD# 124658) of Claymont, DE, beginning in 2020.\n\nPrestige ATM\n\nWhile Hilligoss currently has no disclosures in his CRD, it is alleged that he may have recommended private placements for Prestige Funds and Paramount Management Group to his customers. This placement eventually defrauded investors of as much as $400 million.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/11\/Blog-Graphics19.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/11\/Blog-Graphics19-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Spencer Hilligoss (CRD#\u00a0<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/7289560\" target=\"_blank\">7289560<\/a>) is a previously registered broker whose last employer was Finalis Securities LLC (CRD# 305908) of New York, NY. Hilligoss was previously employed at Growth Capital Services, Inc. (CRD# 124658) of Claymont, DE, beginning in 2020. <a href=\"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/#more-11790\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Spencer Hilligoss (CRD#\u00a07289560) is a previously registered broker whose last employer was Finalis Securities LLC (CRD# 305908) of New York, NY. Hilligoss was previously employed at Growth Capital Services, Inc. (CRD# 124658) of Claymont, DE, beginning in 2020. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-11790","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Allegations Levied Against Former Broker Spencer Hilligoss &#8212; Securities Arbitration Lawyers Blog<\/title>\n<meta name=\"description\" content=\"Spencer Hilligoss (CRD#\u00a07289560) is a previously registered broker whose last employer was Finalis Securities LLC (CRD# 305908) of New York, NY. Hilligoss &#8212; November 26, 2025\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Allegations Levied Against Former Broker Spencer Hilligoss &#8212; Securities Arbitration Lawyers Blog\" \/>\n<meta name=\"twitter:description\" content=\"Spencer Hilligoss (CRD#\u00a07289560) is a previously registered broker whose last employer was Finalis Securities LLC (CRD# 305908) of New York, NY. Hilligoss &#8212; November 26, 2025\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/11\/Blog-Graphics19.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Allegations Levied Against Former Broker Spencer Hilligoss &#8212; Securities Arbitration Lawyers Blog","description":"Spencer Hilligoss (CRD#\u00a07289560) is a previously registered broker whose last employer was Finalis Securities LLC (CRD# 305908) of New York, NY. Hilligoss &#8212; November 26, 2025","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/","twitter_card":"summary_large_image","twitter_title":"Allegations Levied Against Former Broker Spencer Hilligoss &#8212; Securities Arbitration Lawyers Blog","twitter_description":"Spencer Hilligoss (CRD#\u00a07289560) is a previously registered broker whose last employer was Finalis Securities LLC (CRD# 305908) of New York, NY. Hilligoss &#8212; November 26, 2025","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/11\/Blog-Graphics19.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Allegations Levied Against Former Broker Spencer Hilligoss","datePublished":"2025-11-26T15:51:50+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/"},"wordCount":550,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/11\/Blog-Graphics19.png","articleSection":["Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/","url":"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/","name":"Allegations Levied Against Former Broker Spencer Hilligoss &#8212; Securities Arbitration Lawyers Blog","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/allegations-levied-against-former-broker-spencer-hilligoss\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/11\/Blog-Graphics19.png","datePublished":"2025-11-26T15:51:50+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Spencer Hilligoss (CRD#\u00a07289560) is a previously registered broker whose last employer was Finalis Securities LLC (CRD# 305908) of New York, NY. 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