{"id":11779,"date":"2025-10-17T10:04:58","date_gmt":"2025-10-17T14:04:58","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11779"},"modified":"2025-10-17T10:04:58","modified_gmt":"2025-10-17T14:04:58","slug":"shammi-samaroo-barred-by-finra-for-refusing-to-cooperate-with-investigation","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/shammi-samaroo-barred-by-finra-for-refusing-to-cooperate-with-investigation\/","title":{"rendered":"Shammi Samaroo Barred By FINRA For Refusing To Cooperate With Investigation"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11780 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/10\/Blog-Graphics18-1.png\" alt=\"Shammi Samaroo (CRD# 6267861), a financial broker recently barred after refusing to produce documents and information requested by FINRA in connection with an investigation.\n\nShammi Samaroo was employed by NYLife Securities LLC. for 8 years in Sunrise, Florida. \u00a0NYLife Securities recently permitted him to resign while under internal review for potential violations of their company policies. The details of NYLife\u2019s specific concerns were not disclosed.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/10\/Blog-Graphics18-1.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/10\/Blog-Graphics18-1-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Shammi Samaroo (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/6267861\" target=\"_blank\">CRD# 6267861<\/a>), a financial broker recently barred after refusing to produce documents and information requested by FINRA in connection with an investigation.<\/p>\n<p>Shammi Samaroo was employed by NYLife Securities LLC. for 8 years in Sunrise, Florida. NYLife Securities recently permitted him to resign while under internal review for potential violations of their company policies. The details of NYLife\u2019s specific concerns were not disclosed. <a href=\"https:\/\/www.silverlaw.com\/blog\/shammi-samaroo-barred-by-finra-for-refusing-to-cooperate-with-investigation\/#more-11779\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Shammi Samaroo (CRD# 6267861), a financial broker recently barred after refusing to produce documents and information requested by FINRA in connection with an investigation. Shammi Samaroo was employed by NYLife Securities LLC. for 8 years in Sunrise, Florida. NYLife Securities recently permitted him to resign while under internal review for potential violations of their company [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11779","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Shammi Samaroo Barred By FINRA For Refusing To Cooperate<\/title>\n<meta name=\"description\" content=\"Shammi Samaroo, a broker recently barred after refusing to produce documents and information requested by FINRA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link 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