{"id":11745,"date":"2025-09-26T16:11:43","date_gmt":"2025-09-26T20:11:43","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11745"},"modified":"2025-09-26T16:11:43","modified_gmt":"2025-09-26T20:11:43","slug":"finra-suspends-stockbrokers-for-failing-to-comply-with-finra-arbitration-award-or-settlement-agreement-august-2025","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-stockbrokers-for-failing-to-comply-with-finra-arbitration-award-or-settlement-agreement-august-2025\/","title":{"rendered":"FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement August , 2025"},"content":{"rendered":"

According to FINRA Disciplinary actions for August 2025, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:<\/p>\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n
NAME<\/strong><\/td>\nFORMER EMPLOYERS<\/strong><\/td>\n<\/tr>\n
Jon David Broadbent<\/a><\/td>\nLawson Financial Corporation<\/td>\n<\/tr>\n
Pamela Denise Lawson<\/a><\/td>\nLawson Financial Corporation<\/td>\n<\/tr>\n
Robert Warren Lawson<\/a><\/td>\nLawson Financial Corporation<\/td>\n<\/tr>\n
J Milton Newton Inc<\/td>\n<\/tr>\n
Bryan James Moskowitz<\/a><\/td>\nNYLife Securities LLC<\/td>\n<\/tr>\n
Spartan Capital Securities LLC<\/td>\n<\/tr>\n
Kevin Nowaskey<\/a><\/td>\nStifel Nicolaus & Company Inc<\/td>\n<\/tr>\n
Moelis & Company LLC<\/td>\n<\/tr>\n
Joshua Morgan Pruitt<\/a><\/td>\nRaymond James & Associates Inc<\/td>\n<\/tr>\n
Merrill Lynch, Pierce, Fenner & Smith Inc<\/td>\n<\/tr>\n
Durgesh Rajawat<\/a><\/td>\nKestra Investment Services LLC<\/td>\n<\/tr>\n
Merrill Lynch, Pierce, Fenner & Smith Inc<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

According to FINRA Disciplinary actions for August 2025, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Jon David Broadbent Lawson Financial Corporation Pamela Denise Lawson Lawson Financial Corporation Robert Warren Lawson Lawson Financial Corporation J Milton Newton […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-11745","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"\nFINRA Suspends Stockbrokers For Failing To Comply With Arbitration Award Or Settlement Agreement August 2025<\/title>\n<meta name=\"description\" content=\"According to FINRA Disciplinary actions for August 2025, the following were suspended for 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