{"id":11743,"date":"2025-09-26T14:46:22","date_gmt":"2025-09-26T18:46:22","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11743"},"modified":"2025-09-26T14:46:22","modified_gmt":"2025-09-26T18:46:22","slug":"finra-suspends-registered-individuals-for-violations-of-finra-rules-august-2025","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-registered-individuals-for-violations-of-finra-rules-august-2025\/","title":{"rendered":"FINRA Suspends Registered Individuals For Violations Of FINRA Rules August 2025"},"content":{"rendered":"

According to FINRA Disciplinary actions for August 2025, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers:<\/p>\n\n\n\n\n\n\n\n\n\n\n\n\n
NAME<\/strong><\/td>\nFORMER EMPLOYERS<\/strong><\/td>\n<\/tr>\n
Amber Nicole Cook<\/a><\/td>\nU.S. Bancorp Investments Inc<\/td>\n<\/tr>\n
Ida Cukier Shkurman<\/a><\/td>\nInsight Securities Inc<\/td>\n<\/tr>\n
Colony Park Financial Services<\/td>\n<\/tr>\n
William Shane Garrow<\/a><\/td>\nBOK Financial Securities Inc<\/td>\n<\/tr>\n
Banc of America Investment Services<\/td>\n<\/tr>\n
Robert Lee Remine<\/a><\/td>\nOsaic Wealth Inc<\/td>\n<\/tr>\n
Securities America Inc<\/td>\n<\/tr>\n
Jose Angel Sanchez<\/a><\/td>\nInsight Securities Inc<\/td>\n<\/tr>\n
Horwitz & Associates Inc<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

According to FINRA Disciplinary actions for August 2025, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-11743","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"\nFINRA Suspends Individuals For Rules Violations August 2025<\/title>\n<meta name=\"description\" content=\"According to FINRA Disciplinary actions for August 2025, the following were suspended and cannot currently work for a brokerage firm.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-registered-individuals-for-violations-of-finra-rules-august-2025\/\" \/>\n<meta name=\"twitter:card\" 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