{"id":11721,"date":"2025-09-22T10:47:53","date_gmt":"2025-09-22T14:47:53","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11721"},"modified":"2025-09-22T10:47:53","modified_gmt":"2025-09-22T14:47:53","slug":"finra-suspends-registered-individuals-for-violations-of-finra-rules-may-2025","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-registered-individuals-for-violations-of-finra-rules-may-2025\/","title":{"rendered":"FINRA Suspends Registered Individuals For Violations Of FINRA Rules May 2025"},"content":{"rendered":"

According to FINRA Disciplinary actions for March 2025, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers:<\/p>\n\n\n\n\n\n\n\n\n\n\n
NAME<\/strong><\/td>\nFORMER EMPLOYERS<\/strong><\/td>\n<\/tr>\n
Daylon Figueroa<\/a><\/td>\nBrightnouse Securities LLC<\/td>\n<\/tr>\n
Jackson National Life Distribution<\/td>\n<\/tr>\n
Kristina Jaymes Hoisington<\/td>\n<\/td>\n<\/tr>\n
Lawrence Nathaniel Parker<\/a><\/td>\nNorthwestern Mutual Investment<\/td>\n<\/tr>\n
Gian Carlo Piovanetti<\/a><\/td>\nPopular Securities LLC<\/td>\n<\/tr>\n
Jeddidiah Ropheka Yohannes<\/a><\/td>\nCetera Investment Services LLC<\/td>\n<\/tr>\n
Edward Jones<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

According to FINRA Disciplinary actions for March 2025, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-11721","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"\nFINRA Suspends Individuals For Rules Violations May 2025<\/title>\n<meta name=\"description\" content=\"According to FINRA Disciplinary actions for March 2025, the following were suspended and cannot work for a brokerage firm for failing to provide information.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-registered-individuals-for-violations-of-finra-rules-may-2025\/\" \/>\n<meta name=\"twitter:card\" 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