{"id":11676,"date":"2025-05-12T16:55:20","date_gmt":"2025-05-12T20:55:20","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11676"},"modified":"2026-08-10T12:14:11","modified_gmt":"2026-08-10T16:14:11","slug":"broker-charles-weldon-subject-of-multiple-claims-of-unsuitability","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-charles-weldon-subject-of-multiple-claims-of-unsuitability\/","title":{"rendered":"Broker Charles Weldon Subject Of Multiple Claims Of Unsuitability"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11677 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/05\/Blog-Graphics18.png\" alt=\"Charles Weldon (Charles Raymond Weldon, CRD#\u00a01030659, aka \u201cC. Raymond Weldon\u201d) is a currently registered broker and investment advisor currently employed with Independent Financial Group, LLC (CRD# 7717) of Boca Raton, Fl, and as an investment advisor with Weldon &amp; Company (CRD# 129099), also of Boca Raton. His previous employers include The Investment Center, Inc. (CRD# 17839), and Cetera Advisor Networks LLC (CRD# 13572), also of Boca Raton. He has been in the industry since 1984. Weldon is the subject of seven disclosures, all customer disputes. Two claims are pending, and five have been settled. No disciplinary action has been recorded in his CRD. The most recently filed dispute was filed on 3\/10\/2025, alleging unsuitable investment recommendations that led to losses. Additionally, the claimants allege that the broker dealer failed to adequately supervise the representative (Weldon.) The claimants are requesting damages of $500,000.01. In his rebuttal, Weldon claims that the accounts transferred from Cetera, and were not IFG accounts, and will be defended by the firm. This claim is currently pending.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/05\/Blog-Graphics18.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2025\/05\/Blog-Graphics18-180x120.png 180w\" sizes=\"(max-width: 300px) 100vw, 300px\" \/><\/p>\n<p>Charles Weldon (Charles Raymond Weldon, CRD <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1030659\" target=\"_blank\">#1030659<\/a> ) is a registered broker and investment advisor currently employed with Independent Financial Group of Boca Raton, FL. His previous employers include Cetera Advisor Networks LLC (CRD# 13572) and Girard Securities, Inc. (CRD# 18697), also of Boca Raton, and Main Street Management Company (CRD# 547), of Fort Lauderdale, FL. He has been in the industry since 1982.<\/p>\n<p>Weldon is the subject of five disclosures on his BrokerCheck records. All five are customer disputes: <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-charles-weldon-subject-of-multiple-claims-of-unsuitability\/#more-11676\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Charles Weldon (Charles Raymond Weldon, CRD #1030659 ) is a registered broker and investment advisor currently employed with Independent Financial Group of Boca Raton, FL. His previous employers include Cetera Advisor Networks LLC (CRD# 13572) and Girard Securities, Inc. (CRD# 18697), also of Boca Raton, and Main Street Management Company (CRD# 547), of Fort Lauderdale, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-11676","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.2 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Charles Weldon Subject Of Multiple Claims Of Unsuitability &#8212; Securities Arbitration Lawyers Blog<\/title>\n<meta name=\"description\" content=\"Charles Weldon is a currently registered broker and investment advisor currently employed with Independent Financial Group of Boca Raton, FL.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-charles-weldon-subject-of-multiple-claims-of-unsuitability\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Charles Weldon Subject Of Multiple Claims Of Unsuitability &#8212; 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