{"id":11608,"date":"2024-12-24T10:38:49","date_gmt":"2024-12-24T15:38:49","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11608"},"modified":"2024-12-24T10:38:49","modified_gmt":"2024-12-24T15:38:49","slug":"broker-robert-thompson-suspended-for-two-months-for-oba","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-robert-thompson-suspended-for-two-months-for-oba\/","title":{"rendered":"Broker Robert Thompson Suspended For Two Months For OBA"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11609 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/12\/Blog-Graphics6.png\" alt=\"Robert Thompson (Robert Kennedy Thompson CRD# 1975407, aka, \u201cBob Thompson\u201d) is a previously registered broker and currently registered investment advisor with Concourse Financial Group Securities, Inc. (CRD# 15708) of Palos Hills, IL. His previous employers include The Concord Equity Group, LLC (CRD# 14569) of Iselin, NJ, Emissary Financial Group, Inc. (CRD# 44568) of Mentor, OH, and\u00a0\u00a0 Money Concepts Capital Corp (CRD# 12963) of Palm Beach Gardens, FL. He has been in the industry since 1989.\n\nConcourse Financial discharged Thompson on 10\/6\/2023 for engaging in outside business activity (OBA) without the firm\u2019s approval and written consent. On February 1, 2023, Thompson sought pre-approval from Concourse Financial Group to work as a business development officer at an external bank. Concourse Financial Group denied his request.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/12\/Blog-Graphics6.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/12\/Blog-Graphics6-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Robert Thompson (Robert Kennedy Thompson CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1975407\" target=\"_blank\">1975407,<\/a> aka, \u201cBob Thompson\u201d) is a previously registered broker and currently registered investment advisor with Concourse Financial Group Securities, Inc. (CRD# 15708) of Palos Hills, IL. His previous employers include The Concord Equity Group, LLC (CRD# 14569) of Iselin, NJ, Emissary Financial Group, Inc. (CRD# 44568) of Mentor, OH, and Money Concepts Capital Corp (CRD# 12963) of Palm Beach Gardens, FL. He has been in the industry since 1989. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-robert-thompson-suspended-for-two-months-for-oba\/#more-11608\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Robert Thompson (Robert Kennedy Thompson CRD# 1975407, aka, \u201cBob Thompson\u201d) is a previously registered broker and currently registered investment advisor with Concourse Financial Group Securities, Inc. (CRD# 15708) of Palos Hills, IL. His previous employers include The Concord Equity Group, LLC (CRD# 14569) of Iselin, NJ, Emissary Financial Group, Inc. (CRD# 44568) of Mentor, OH, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11608","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Broker Robert Thompson Suspended For Two Months For OBA &#8212; Securities Arbitration Lawyers Blog &#8212;<\/title>\n<meta name=\"description\" content=\"Robert Thompson is a previously registered broker and current investment advisor with Concourse Financial Group of Palos Hills, IL.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-robert-thompson-suspended-for-two-months-for-oba\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Robert Thompson Suspended For Two Months For OBA &#8212; Securities Arbitration Lawyers Blog &#8212;\" \/>\n<meta name=\"twitter:description\" content=\"Robert Thompson is a previously registered broker and current investment advisor with Concourse Financial Group of Palos Hills, IL.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/12\/Blog-Graphics6.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker Robert Thompson Suspended For Two Months For OBA &#8212; Securities Arbitration Lawyers Blog &#8212;","description":"Robert Thompson is a previously registered broker and current investment advisor with Concourse Financial Group of Palos Hills, IL.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/broker-robert-thompson-suspended-for-two-months-for-oba\/","twitter_card":"summary_large_image","twitter_title":"Broker Robert Thompson Suspended For Two Months For OBA &#8212; 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