{"id":11567,"date":"2024-11-19T12:08:31","date_gmt":"2024-11-19T17:08:31","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11567"},"modified":"2024-11-19T12:08:31","modified_gmt":"2024-11-19T17:08:31","slug":"finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/","title":{"rendered":"FINRA Bars Broker Imdadur Rahman Following Undisclosed OBA And Unreported Gifts From Client"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11568 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/11\/Blog-Graphics6.png\" alt=\"Imdadur Rahman (CRD# 2476187, a\/k\/a Gino Rahman) is a former registered broker and investment advisor last employed with L.M. Kohn &amp; Company (CRD# 27913) of Troy, MI. His previous employers were Merrill Lynch, Pierce, Fenner &amp; Smith, Incorporated (CRD# 7691) of Bloomfield Hills, MI, UBS Financial Services Inc. (CRD#:8174) of Weehawken, NJ, Dean Witter Reynolds Inc. (CRD# 7556) of Purchase, NY, and Montano Securities Corporation (CRD# 7887) of Orange, CA. He has been in the industry since 1994.\n\nM. Kohn discharged Rahman on 10\/9\/2023 after the discovery that he was engaged in outside business activities (OBA) with a 78-year-old client during his previous employment at Merrill, Lynch.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/11\/Blog-Graphics6.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/11\/Blog-Graphics6-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Imdadur Rahman (CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2476187\" target=\"_blank\">2476187<\/a>, a\/k\/a <em>Gino Rahman<\/em>) is a former registered broker and investment advisor last employed with L.M. Kohn &amp; Company (CRD# 27913) of Troy, MI. His previous employers were Merrill Lynch, Pierce, Fenner &amp; Smith, Incorporated (CRD# 7691) of Bloomfield Hills, MI, UBS Financial Services Inc. (CRD#:8174) of Weehawken, NJ, Dean Witter Reynolds Inc. (CRD# 7556) of Purchase, NY, and Montano Securities Corporation (CRD# 7887) of Orange, CA. He has been in the industry since 1994. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/#more-11567\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Imdadur Rahman (CRD# 2476187, a\/k\/a Gino Rahman) is a former registered broker and investment advisor last employed with L.M. Kohn &amp; Company (CRD# 27913) of Troy, MI. His previous employers were Merrill Lynch, Pierce, Fenner &amp; Smith, Incorporated (CRD# 7691) of Bloomfield Hills, MI, UBS Financial Services Inc. (CRD#:8174) of Weehawken, NJ, Dean Witter Reynolds [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11567","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Bars Broker Imdadur Rahman Following Undisclosed OBA<\/title>\n<meta name=\"description\" content=\"Imdadur Rahman is a former registered broker and investment advisor last employed with L.M. Kohn &amp; Company of Troy, MI.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Bars Broker Imdadur Rahman Following Undisclosed OBA\" \/>\n<meta name=\"twitter:description\" content=\"Imdadur Rahman is a former registered broker and investment advisor last employed with L.M. Kohn &amp; Company of Troy, MI.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/11\/Blog-Graphics6.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Bars Broker Imdadur Rahman Following Undisclosed OBA","description":"Imdadur Rahman is a former registered broker and investment advisor last employed with L.M. Kohn & Company of Troy, MI.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/","twitter_card":"summary_large_image","twitter_title":"FINRA Bars Broker Imdadur Rahman Following Undisclosed OBA","twitter_description":"Imdadur Rahman is a former registered broker and investment advisor last employed with L.M. Kohn & Company of Troy, MI.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/11\/Blog-Graphics6.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Bars Broker Imdadur Rahman Following Undisclosed OBA And Unreported Gifts From Client","datePublished":"2024-11-19T17:08:31+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/"},"wordCount":442,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/11\/Blog-Graphics6.png","articleSection":["FINRA Disciplinary Actions","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/","name":"FINRA Bars Broker Imdadur Rahman Following Undisclosed OBA","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-imdadur-rahman-following-undisclosed-oba-and-unreported-gifts-from-client\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/11\/Blog-Graphics6.png","datePublished":"2024-11-19T17:08:31+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Imdadur Rahman is a former registered broker and investment advisor last employed with L.M. 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