{"id":11535,"date":"2024-10-28T16:44:49","date_gmt":"2024-10-28T20:44:49","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11535"},"modified":"2024-10-28T16:44:49","modified_gmt":"2024-10-28T20:44:49","slug":"broker-timothy-jefferson-suspended-after-misappropriating-clients-funds","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-timothy-jefferson-suspended-after-misappropriating-clients-funds\/","title":{"rendered":"Broker Timothy Jefferson Suspended After Misappropriating Client\u2019s Funds"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11536 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/10\/Blog-Graphics2.png\" alt=\"Timothy Jefferson (CRD# 5004750, aka Tim Jefferson, Timothy Fleming Jefferson) is a previously registered broker and investment advisor last employed with Aegis Capital Corp. (CRD# 15007) of Brentwood, TN. His previous employers include Ameriprise Financial Services, LLC (CRD# 6363) and Metlife Securities Inc. (CRD# 14251), of Franklin, TN, and Metropolitan Life Insurance Company (CRD# 4095) of Fayetteville, TN. He has been in the industry since 2005.\n\nAmeriprise discharged Jefferson on 10\/16\/2023 for \u201cimpermissible use of account login credentials for one client, his spouse.\u201d\n\nOn 5\/16\/2024, his spouse filed a customer dispute alleging that her husband, also her advisor, had accessed her account and misappropriated funds from her accounts. This claim is currently pending.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/10\/Blog-Graphics2.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/10\/Blog-Graphics2-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Timothy Jefferson (CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5004750\" target=\"_blank\">5004750<\/a>, aka Tim Jefferson, Timothy Fleming Jefferson) is a previously registered broker and investment advisor last employed with Aegis Capital Corp. (CRD# 15007) of Brentwood, TN. His previous employers include Ameriprise Financial Services, LLC (CRD# 6363) and Metlife Securities Inc. (CRD# 14251), of Franklin, TN, and Metropolitan Life Insurance Company (CRD# 4095) of Fayetteville, TN. He has been in the industry since 2005. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-timothy-jefferson-suspended-after-misappropriating-clients-funds\/#more-11535\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Timothy Jefferson (CRD# 5004750, aka Tim Jefferson, Timothy Fleming Jefferson) is a previously registered broker and investment advisor last employed with Aegis Capital Corp. (CRD# 15007) of Brentwood, TN. His previous employers include Ameriprise Financial Services, LLC (CRD# 6363) and Metlife Securities Inc. (CRD# 14251), of Franklin, TN, and Metropolitan Life Insurance Company (CRD# 4095) [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[591,580],"tags":[],"class_list":["post-11535","post","type-post","status-publish","format-standard","hentry","category-misappropriation","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Timothy Jefferson Suspended After Misappropriating Client\u2019s Funds<\/title>\n<meta name=\"description\" content=\"Timothy Jefferson is a previously registered broker and investment advisor last employed with Aegis Capital Corp. of Brentwood, TN.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-timothy-jefferson-suspended-after-misappropriating-clients-funds\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Timothy Jefferson Suspended After Misappropriating Client\u2019s Funds\" \/>\n<meta name=\"twitter:description\" content=\"Timothy Jefferson is a previously registered broker and investment advisor last employed with Aegis Capital Corp. of Brentwood, TN.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/10\/Blog-Graphics2.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Timothy Jefferson Suspended After Misappropriating Client\u2019s 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minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/broker-timothy-jefferson-suspended-after-misappropriating-clients-funds\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-timothy-jefferson-suspended-after-misappropriating-clients-funds\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Broker Timothy Jefferson Suspended After Misappropriating Client\u2019s 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