{"id":11493,"date":"2024-08-16T11:20:46","date_gmt":"2024-08-16T15:20:46","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11493"},"modified":"2024-08-16T11:20:46","modified_gmt":"2024-08-16T15:20:46","slug":"steven-musielski-former-cambria-capital-broker-barred-from-industry","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/steven-musielski-former-cambria-capital-broker-barred-from-industry\/","title":{"rendered":"Steven Musielski, Former Cambria Capital Broker, Barred From Industry"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11494 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/08\/Blog-Graphics10.png\" alt=\"Steven Musielski (Steven Dwayne Musielski CRD# 2128821) is a previously registered broker whose last known employer was Cambria Capital, LLC (CRD#:133760) of Anaheim, CA. His previous employers include Spencer Edwards, Inc. (CRD#:22067, expelled by FINRA in 2019), J.P. Turner &amp; Company, L.L.C. (CRD#:43177), and Gunnallen Financial, Inc (CRD#:17609), all of Placentia, CA.\u00a0 Three of his nine previous employers have been expelled by FINRA. He has been in the industry since 1991.\n\nMusielski had recently taken a FINRA cause exam. During the exam, he made comments to the company's compliance department that he had potentially utilized time and price discretion for a longer than he should have. The firm is investigating whether there are records supporting this possible violation of industry rules and firm policies and procedures regarding the use of time and price discretion. Eventually, Musielski voluntarily resigned from Cambria Capital.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/08\/Blog-Graphics10.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/08\/Blog-Graphics10-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Steven Musielski (Steven Dwayne Musielski CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2128821\" target=\"_blank\">2128821<\/a>) is a previously registered broker whose last known employer was Cambria Capital, LLC (CRD#:133760) of Anaheim, CA. His previous employers include Spencer Edwards, Inc. (CRD#:22067, expelled by FINRA in 2019), J.P. Turner &amp; Company, L.L.C. (CRD#:43177), and Gunnallen Financial, Inc (CRD#:17609), all of Placentia, CA.\u00a0 Three of his nine previous employers have been expelled by FINRA. He has been in the industry since 1991. <a href=\"https:\/\/www.silverlaw.com\/blog\/steven-musielski-former-cambria-capital-broker-barred-from-industry\/#more-11493\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Steven Musielski (Steven Dwayne Musielski CRD# 2128821) is a previously registered broker whose last known employer was Cambria Capital, LLC (CRD#:133760) of Anaheim, CA. His previous employers include Spencer Edwards, Inc. (CRD#:22067, expelled by FINRA in 2019), J.P. Turner &amp; Company, L.L.C. (CRD#:43177), and Gunnallen Financial, Inc (CRD#:17609), all of Placentia, CA.\u00a0 Three of his [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11493","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Steven Musielski, Former Cambria Capital Broker, Barred<\/title>\n<meta name=\"description\" content=\"Steven Musielski is a previously registered broker whose last known employer was Cambria Capital, LLC of Anaheim, CA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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