{"id":11485,"date":"2024-08-16T10:17:40","date_gmt":"2024-08-16T14:17:40","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11485"},"modified":"2024-08-16T10:24:20","modified_gmt":"2024-08-16T14:24:20","slug":"finra-bars-broker-robert-silvestri-after-client-loans","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-robert-silvestri-after-client-loans\/","title":{"rendered":"FINRA Bars Broker Robert Silvestri After Client Loans"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11486 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/08\/Blog-Graphics18.png\" alt=\"Robert Silvestri (Robert Allen Silvestri CRD# 2037669) is a former registered broker and investment advisor last employed with Aegis Capital Corp. (CRD# 15007) of Dallas, TX. His previous employers include Level Four Financial, LLC (CRD#:25700) of Allen, TX, Morgan Stanley (CRD#:149777), also of Dallas, and UBS Financial Services Inc. (CRD#:8174) of Addison, TX. He has been in the industry since 1990. In a customer dispute filed on 11\/29\/2022, Silvestri\u2019s \u201cunsuitable recommendations in her fee-based account\u201d opened in February of 2021 sustained losses. Silvestri wrote personal checks to cover some of the customer\u2019s losses in the account. In the dispute, the customer requested damages of $9,500, and the firm settled the claim for $8,000.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/08\/Blog-Graphics18.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/08\/Blog-Graphics18-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Robert Silvestri (Robert Allen Silvestri CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2037669\" target=\"_blank\">2037669<\/a>) is a former registered broker and investment advisor last employed with Aegis Capital Corp. (CRD# 15007) of Dallas, TX. His previous employers include Level Four Financial, LLC (CRD#:25700) of Allen, TX, Morgan Stanley (CRD#:149777), also of Dallas, and UBS Financial Services Inc. (CRD#:8174) of Addison, TX. He has been in the industry since 1990. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-robert-silvestri-after-client-loans\/#more-11485\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Robert Silvestri (Robert Allen Silvestri CRD# 2037669) is a former registered broker and investment advisor last employed with Aegis Capital Corp. (CRD# 15007) of Dallas, TX. His previous employers include Level Four Financial, LLC (CRD#:25700) of Allen, TX, Morgan Stanley (CRD#:149777), also of Dallas, and UBS Financial Services Inc. (CRD#:8174) of Addison, TX. He has [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11485","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Bars Broker Robert Silvestri After Client Loans &#8212; Securities Arbitration Lawyers Blog &#8212;<\/title>\n<meta name=\"description\" content=\"Robert Silvestri is a former registered broker and investment advisor last employed with Aegis Capital Corp. of Dallas, TX.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-robert-silvestri-after-client-loans\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Bars Broker Robert Silvestri After Client Loans &#8212; Securities Arbitration Lawyers Blog &#8212;\" \/>\n<meta name=\"twitter:description\" content=\"Robert Silvestri is a former registered broker and investment advisor last employed with Aegis Capital Corp. of Dallas, TX.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/08\/Blog-Graphics18.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Bars Broker Robert Silvestri After Client Loans &#8212; Securities Arbitration Lawyers Blog &#8212;","description":"Robert Silvestri is a former registered broker and investment advisor last employed with Aegis Capital Corp. of Dallas, TX.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-robert-silvestri-after-client-loans\/","twitter_card":"summary_large_image","twitter_title":"FINRA Bars Broker Robert Silvestri After Client Loans &#8212; 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