{"id":11451,"date":"2024-08-09T16:50:36","date_gmt":"2024-08-09T20:50:36","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11451"},"modified":"2024-08-16T09:25:22","modified_gmt":"2024-08-16T13:25:22","slug":"silver-law-group-continues-to-investigate-potential-claims-against-stifel-nicolaus-broker-chuck-roberts","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-continues-to-investigate-potential-claims-against-stifel-nicolaus-broker-chuck-roberts\/","title":{"rendered":"Silver Law Group Continues to Investigate Potential Claims Against Stifel Nicolaus Broker Chuck Roberts"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10205 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg\" alt=\"Silver Law Group is actively investigating potential claims involving Stifel, Nicolaus broker Chuck Roberts (CRD# 2064602), a financial advisor currently employed with Stifel, Nicolaus &amp; Company, Inc. with offices located in New York, NY and Miami Beach, FL. Roberts is currently the subject of sixteen customer-initiated arbitrations filed with the Financial Industry Regulatory Authority (FINRA) alleging misconduct related to investments in structured note products. Collectively, the customers in these recently-filed arbitrations allege damages in excess of $60 million based on legal claims such as breach of fiduciary duty, fraud, negligence, breach of contract, and violations of various federal and state securities laws. Based on its investigation, Silver Law Group believes other customers have lost substantially more.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2021\/10\/FiverrLossesSmall-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Silver Law Group is actively investigating potential claims involving Stifel, Nicolaus broker Chuck Roberts (<a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2064602\" target=\"_blank\">CRD# 2064602<\/a>), a financial advisor currently employed with Stifel, Nicolaus &amp; Company, Inc. with offices located in New York, NY and Miami Beach, FL. Roberts is currently the subject of sixteen customer-initiated arbitrations filed with the Financial Industry Regulatory Authority (FINRA) alleging <a href=\"https:\/\/www.silverlaw.com\/blog\/stifel-nicolaus-broker-chuck-roberts-subject-of-19-investor-claims-for-mishandling-investments\/\" target=\"_blank\">misconduct<\/a> related to investments in structured note products. <a href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-continues-to-investigate-potential-claims-against-stifel-nicolaus-broker-chuck-roberts\/#more-11451\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group is actively investigating potential claims involving Stifel, Nicolaus broker Chuck Roberts (CRD# 2064602), a financial advisor currently employed with Stifel, Nicolaus &amp; Company, Inc. with offices located in New York, NY and Miami Beach, FL. Roberts is currently the subject of sixteen customer-initiated arbitrations filed with the Financial Industry Regulatory Authority (FINRA) [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,614],"tags":[],"class_list":["post-11451","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-structured-products"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Silver Law Group Continues to Investigate Potential Claims Against Chuck Roberts<\/title>\n<meta name=\"description\" content=\"Silver Law Group is investigating potential claims involving Stifel, Nicolaus broker Chuck Roberts, an advisor employed with Stifel, Nicolaus.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, 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