{"id":11418,"date":"2024-07-18T15:48:53","date_gmt":"2024-07-18T19:48:53","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11418"},"modified":"2024-07-18T15:48:53","modified_gmt":"2024-07-18T19:48:53","slug":"broker-eugene-thompson-iv-has-four-disputes-from-gwg-holdings-l-bonds","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-eugene-thompson-iv-has-four-disputes-from-gwg-holdings-l-bonds\/","title":{"rendered":"Broker Eugene Thompson IV Has Four Disputes From GWG Holdings L-Bonds"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11419 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11-2.png\" alt=\"Eugene Thompson (Eugene Cebron Thompson IV CRD# 4350479, aka Bron Thompson, EC Thompson IV) is a registered broker and investment advisor currently employed with Capital Investment Group, Inc. (CRD# 14752) of Dunn, NC. He was previously employed with Wells Fargo Advisors, LLC (CRD# 19616) of Wilmington, NC, as both a broker and investment advisor. He has been in the industry since 2001.\n\nThompson has five disclosures on his CRD, four of which stem from client investments in GWG Holdings L-Bonds.\n\nTwo were filed on 2\/29\/2024, and are currently pending:\n\nClient requests damages of $200,000, alleging violation of Regulation Best Interest, including breach of contract, breach of fiduciary duty, negligence, negligent representation, and failure to supervise.\nClient requests damages of $ $336,002.44, alleging violations of the NC Securities Act, as well as unfair or deceptive trade practices, fraudulent representation and breach of fiduciary duty.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11-2.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11-2-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Eugene Thompson (Eugene Cebron Thompson IV CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4350479\" target=\"_blank\">4350479<\/a>, aka Bron Thompson, EC Thompson IV) is a registered broker and investment advisor currently employed with Capital Investment Group, Inc. (CRD# 14752) of Dunn, NC. He was previously employed with Wells Fargo Advisors, LLC (CRD# 19616) of Wilmington, NC, as both a broker and investment advisor. He has been in the industry since 2001. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-eugene-thompson-iv-has-four-disputes-from-gwg-holdings-l-bonds\/#more-11418\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Eugene Thompson (Eugene Cebron Thompson IV CRD# 4350479, aka Bron Thompson, EC Thompson IV) is a registered broker and investment advisor currently employed with Capital Investment Group, Inc. (CRD# 14752) of Dunn, NC. He was previously employed with Wells Fargo Advisors, LLC (CRD# 19616) of Wilmington, NC, as both a broker and investment advisor. He [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-11418","post","type-post","status-publish","format-standard","hentry","category-uncategorized"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Eugene Thompson IV Has Four Disputes From GWG L-Bonds<\/title>\n<meta name=\"description\" content=\"Eugene Thompson is a registered broker and investment advisor currently employed with Capital Investment Group, Inc. of Dunn, NC.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-eugene-thompson-iv-has-four-disputes-from-gwg-holdings-l-bonds\/\" \/>\n<meta name=\"twitter:card\" 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