{"id":11400,"date":"2024-07-02T11:26:46","date_gmt":"2024-07-02T15:26:46","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11400"},"modified":"2024-07-02T11:26:46","modified_gmt":"2024-07-02T15:26:46","slug":"broker-joseph-beam-subject-of-six-customer-disputes-over-gwg-l-bonds","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-joseph-beam-subject-of-six-customer-disputes-over-gwg-l-bonds\/","title":{"rendered":"Broker Joseph Beam Subject Of Six Customer Disputes Over GWG L-Bonds"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11401 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11-1.png\" alt=\"Joseph Beam (Joseph Farrell Beam CRD# 5407778) is a former registered broker and investment advisor last employed with Capital Investment Group, Inc. (CRD# 14752) of Flat Rock, NC. His previous employment was with Suntrust Investment Services, Inc. (CRD# 17499) of Hendersonville, NC.\u00a0 No additional employment information is available. He began in the industry in 2007.\n\nBeam is the subject of six customer disputes filed from 7\/19\/2022 through 4\/18\/2024. Of the six, four are \u201cpending\u201d and two have been settled. All six include descriptions of unsuitable recommendations, breach of contract, failing to conduct due diligence, and breach of fiduciary duty, and other allegations. Each disclosure described recommendations for and purchases of GWG Holdings\u2019 L-Bond products that ultimately led to losses.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11-1.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11-1-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Joseph Beam (Joseph Farrell Beam CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5407778\" target=\"_blank\">5407778<\/a>) is a former registered broker and investment advisor last employed with Capital Investment Group, Inc. (CRD# 14752) of Flat Rock, NC. His previous employment was with Suntrust Investment Services, Inc. (CRD# 17499) of Hendersonville, NC.\u00a0 No additional employment information is available. He began in the industry in 2007. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-joseph-beam-subject-of-six-customer-disputes-over-gwg-l-bonds\/#more-11400\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Joseph Beam (Joseph Farrell Beam CRD# 5407778) is a former registered broker and investment advisor last employed with Capital Investment Group, Inc. (CRD# 14752) of Flat Rock, NC. His previous employment was with Suntrust Investment Services, Inc. (CRD# 17499) of Hendersonville, NC.\u00a0 No additional employment information is available. He began in the industry in 2007. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-11400","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Joseph Beam Subject Of Six Customer Disputes Over GWG L-Bonds<\/title>\n<meta name=\"description\" content=\"Joseph Beam is a former registered broker and investment advisor last employed with Capital Investment Group, Inc. of Flat Rock, NC.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-joseph-beam-subject-of-six-customer-disputes-over-gwg-l-bonds\/\" 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