{"id":11394,"date":"2024-07-01T15:22:31","date_gmt":"2024-07-01T19:22:31","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11394"},"modified":"2024-07-01T15:22:31","modified_gmt":"2024-07-01T19:22:31","slug":"broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/","title":{"rendered":"Broker Patrick Mendenhall Subject of Two Disputes Totaling $8M"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11395 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11.png\" alt=\"Patrick Mendenhall (Patrick Michael Mendenhall CRD# 1068809) is a registered broker and investment advisor currently registered with USCA Securities LLC (CRD# 103789) of Houston, TX. His previous employers include USCA RIA LLC (CRD# 152170) and UBS Financial Services Inc. (CRD# 8174), also of Houston, and Smith Barney, Harris Upham &amp; Co., Incorporated (CRD# 7059), of New York, NY. He has been in the industry since 1982.\n\nMendenhall\u2019s CRD has four disclosures, the earliest one dating back to 2000. The most recent was filed on 1\/12\/2024, alleging that Mendenhall \u201cmissed\u201d several opportunities with a particular investment, leading to losses. \u00a0According to Mendenhall\u2019s securities license report, the client has a 30-year business relationship with Mendenhall, has \u201cdecades of experience recruiting for the financial services industry,\u201d a $20 million net worth, and is also a sophisticated and experienced investor. The client requests damages of $5,000,000; the claim is currently \u201cpending.\u201d\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Patrick Mendenhall (Patrick Michael Mendenhall CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1068809\" target=\"_blank\">1068809<\/a>) is a registered broker and investment advisor currently registered with USCA Securities LLC (CRD# 103789) of Houston, TX. His previous employers include USCA RIA LLC (CRD# 152170) and UBS Financial Services Inc. (CRD# 8174), also of Houston, and Smith Barney, Harris Upham &amp; Co., Incorporated (CRD# 7059), of New York, NY. He has been in the industry since 1982. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/#more-11394\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Patrick Mendenhall (Patrick Michael Mendenhall CRD# 1068809) is a registered broker and investment advisor currently registered with USCA Securities LLC (CRD# 103789) of Houston, TX. His previous employers include USCA RIA LLC (CRD# 152170) and UBS Financial Services Inc. (CRD# 8174), also of Houston, and Smith Barney, Harris Upham &amp; Co., Incorporated (CRD# 7059), of [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-11394","post","type-post","status-publish","format-standard","hentry","category-uncategorized"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Broker Patrick Mendenhall Subject of Two Disputes Totaling $8M &#8212; Securities Arbitration Lawyers Blog &#8212;<\/title>\n<meta name=\"description\" content=\"Patrick Mendenhall is a registered broker and investment advisor currently registered with USCA Securities LLC of Houston, TX.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Patrick Mendenhall Subject of Two Disputes Totaling $8M &#8212; Securities Arbitration Lawyers Blog &#8212;\" \/>\n<meta name=\"twitter:description\" content=\"Patrick Mendenhall is a registered broker and investment advisor currently registered with USCA Securities LLC of Houston, TX.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker Patrick Mendenhall Subject of Two Disputes Totaling $8M &#8212; Securities Arbitration Lawyers Blog &#8212;","description":"Patrick Mendenhall is a registered broker and investment advisor currently registered with USCA Securities LLC of Houston, TX.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/","twitter_card":"summary_large_image","twitter_title":"Broker Patrick Mendenhall Subject of Two Disputes Totaling $8M &#8212; Securities Arbitration Lawyers Blog &#8212;","twitter_description":"Patrick Mendenhall is a registered broker and investment advisor currently registered with USCA Securities LLC of Houston, TX.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/","url":"https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/","name":"Broker Patrick Mendenhall Subject of Two Disputes Totaling $8M &#8212; Securities Arbitration Lawyers Blog &#8212;","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11.png","datePublished":"2024-07-01T19:22:31+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Patrick Mendenhall is a registered broker and investment advisor currently registered with USCA Securities LLC of Houston, TX.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11.png","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/07\/Blog-Graphics11.png","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/broker-patrick-mendenhall-subject-of-two-disputes-totaling-8m\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Broker Patrick Mendenhall Subject of Two Disputes Totaling $8M"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11394","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=11394"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11394\/revisions"}],"predecessor-version":[{"id":11396,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11394\/revisions\/11396"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=11394"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=11394"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=11394"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}