{"id":11364,"date":"2024-05-03T14:49:44","date_gmt":"2024-05-03T18:49:44","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11364"},"modified":"2024-05-03T14:49:44","modified_gmt":"2024-05-03T18:49:44","slug":"finra-suspends-broker-kwame-adusei-after-unauthorized-transactions-and-unsuitable-recommendations-allegations","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-kwame-adusei-after-unauthorized-transactions-and-unsuitable-recommendations-allegations\/","title":{"rendered":"FINRA Suspends Broker Kwame Adusei After Unauthorized Transactions and Unsuitable Recommendations Allegations"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11365 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/05\/Blog-Graphics9.png\" alt=\"Kwame Adusei (CRD#:\u00a06166926) is a former broker and investment advisor last employed with\u00a0 Morgan Stanley (CRD#:149777) of Poughkeepsie, NY. His previous employers were J.P. Morgan Securities LLC (CRD#:79) of Brewster, NY, and Wells Fargo Advisors, LLC (CRD#:19616) of Chappaqua, NY. He has been in the industry since 2013.\n\nA customer dispute filed on 6\/2\/2023 alleged that funds were withdrawn from her account from September 1, 2022, to February 3, 2023, without her knowledge. Morgan Stanley Wealth Management settled this dispute for $395,710.21.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/05\/Blog-Graphics9.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/05\/Blog-Graphics9-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Kwame Adusei (CRD#:<strong>\u00a0<\/strong><a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/6166926\" target=\"_blank\"><strong>6166926<\/strong><\/a>) is a former broker and investment advisor last employed with\u00a0 Morgan Stanley (CRD#:149777) of Poughkeepsie, NY. His previous employers were J.P. Morgan Securities LLC (CRD#:79) of Brewster, NY, and Wells Fargo Advisors, LLC (CRD#:19616) of Chappaqua, NY. He has been in the industry since 2013. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-kwame-adusei-after-unauthorized-transactions-and-unsuitable-recommendations-allegations\/#more-11364\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Kwame Adusei (CRD#:\u00a06166926) is a former broker and investment advisor last employed with\u00a0 Morgan Stanley (CRD#:149777) of Poughkeepsie, NY. His previous employers were J.P. Morgan Securities LLC (CRD#:79) of Brewster, NY, and Wells Fargo Advisors, LLC (CRD#:19616) of Chappaqua, NY. He has been in the industry since 2013. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,576],"tags":[],"class_list":["post-11364","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-unsuitable-investment-advice"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Suspends Broker Kwame Adusei After Allegations<\/title>\n<meta name=\"description\" content=\"Kwame Adusei is a former broker and investment advisor last employed with\u00a0 Morgan Stanley of Poughkeepsie, NY.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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