{"id":11315,"date":"2024-01-23T11:49:13","date_gmt":"2024-01-23T16:49:13","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11315"},"modified":"2024-01-23T11:49:13","modified_gmt":"2024-01-23T16:49:13","slug":"michael-fasciglione-suspended-after-failing-to-respond-to-finra-query","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/michael-fasciglione-suspended-after-failing-to-respond-to-finra-query\/","title":{"rendered":"Michael Fasciglione Suspended After Failing To Respond To FINRA Query"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11316 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/01\/Blog-Graphics2.png\" alt=\"Michael Fasciglione (CRD# 1806486) is a previously registered broker last employed with Aegis Capital Corp. (CRD# 15007) of Garden City, NY. His previous employers include \u00a0 National Securities Corporation (CRD# 7569) of Mineola, NY, First Montauk Securities Corp. (CRD#:13755) of Port Washington, NY, and Oppenheimer &amp; Co. Inc. (CRD# 249) of New York, NY. He has been in the industry since 1988.\n\nFIRNA recently suspended Fasciglione for failing to respond to requests for information. He was notified of his suspension on 9\/27\/2023, effective 10\/23\/2023. He is suspended in all capacities from affiliation with a member broker-dealer until he provides the requested information. Should Fasciglione fail to respond by January 2, 2024, he will be automatically and permanently barred.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/01\/Blog-Graphics2.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/01\/Blog-Graphics2-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Michael Fasciglione (CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1806486\" target=\"_blank\">1806486<\/a>) is a previously registered broker last employed with Aegis Capital Corp. (CRD# 15007) of Garden City, NY. His previous employers include \u00a0 National Securities Corporation (CRD# 7569) of Mineola, NY, First Montauk Securities Corp. (CRD#:13755) of Port Washington, NY, and Oppenheimer &amp; Co. Inc. (CRD# 249) of New York, NY. He has been in the industry since 1988. <a href=\"https:\/\/www.silverlaw.com\/blog\/michael-fasciglione-suspended-after-failing-to-respond-to-finra-query\/#more-11315\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Michael Fasciglione (CRD# 1806486) is a previously registered broker last employed with Aegis Capital Corp. (CRD# 15007) of Garden City, NY. His previous employers include \u00a0 National Securities Corporation (CRD# 7569) of Mineola, NY, First Montauk Securities Corp. (CRD#:13755) of Port Washington, NY, and Oppenheimer &amp; Co. Inc. (CRD# 249) of New York, NY. He [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11315","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Michael Fasciglione Suspended After Failing To Respond To FINRA Query<\/title>\n<meta name=\"description\" content=\"Michael Fasciglione is a previously registered broker last employed with Aegis Capital Corp. (CRD# 15007) of Garden City, NY.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/michael-fasciglione-suspended-after-failing-to-respond-to-finra-query\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Michael Fasciglione Suspended After Failing To Respond To FINRA Query\" \/>\n<meta name=\"twitter:description\" content=\"Michael Fasciglione is a previously registered broker last employed with Aegis Capital Corp. (CRD# 15007) of Garden City, NY.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/01\/Blog-Graphics2.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Michael Fasciglione Suspended After Failing To Respond To FINRA Query","description":"Michael Fasciglione is a previously registered broker last employed with Aegis Capital Corp. 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(CRD# 15007) of Garden City, NY.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/01\/Blog-Graphics2.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/michael-fasciglione-suspended-after-failing-to-respond-to-finra-query\/","url":"https:\/\/www.silverlaw.com\/blog\/michael-fasciglione-suspended-after-failing-to-respond-to-finra-query\/","name":"Michael Fasciglione Suspended After Failing To Respond To FINRA Query","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/michael-fasciglione-suspended-after-failing-to-respond-to-finra-query\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/michael-fasciglione-suspended-after-failing-to-respond-to-finra-query\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2024\/01\/Blog-Graphics2.png","datePublished":"2024-01-23T16:49:13+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Michael Fasciglione is a previously registered broker last employed with Aegis Capital Corp. 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