{"id":11271,"date":"2023-12-01T11:44:32","date_gmt":"2023-12-01T16:44:32","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11271"},"modified":"2023-12-01T11:44:32","modified_gmt":"2023-12-01T16:44:32","slug":"finra-bars-broker-shane-wilhelm-for-failing-to-respond-to-request-for-information","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-shane-wilhelm-for-failing-to-respond-to-request-for-information\/","title":{"rendered":"FINRA Bars Broker Shane Wilhelm For Failing To Respond To Request For Information"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11272 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/12\/Blog-Graphics4.png\" alt=\"Shane Wilhelm (Shane Collins Wilhelm CRD# 4803933) is a former registered broker and investment advisor last employed with Fortune Financial Services, Inc. (CRD# 42150) of Moneta, VA. His previous employers include Truist Investment Services, Inc. (CRD#:17499), BB&amp;T Securities, LLC (CRD# 142785), and Scott &amp; Stringfellow, LLC (CRD# 6255) all of Roanoke, VA. He has been in the industry since 2004.\n\nFINRA recently barred Wilhelm following an investigation in which he failed to respond to the agency\u2019s request for information. He was barred indefinitely on 9\/5\/2023. No additional information is available.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/12\/Blog-Graphics4.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/12\/Blog-Graphics4-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Shane Wilhelm (Shane Collins Wilhelm CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4803933\" target=\"_blank\">4803933<\/a>) is a former registered broker and investment advisor last employed with Fortune Financial Services, Inc. (CRD# 42150) of Moneta, VA. His previous employers include Truist Investment Services, Inc. (CRD#:17499), BB&amp;T Securities, LLC (CRD# 142785), and Scott &amp; Stringfellow, LLC (CRD# 6255) all of Roanoke, VA. He has been in the industry since 2004. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-shane-wilhelm-for-failing-to-respond-to-request-for-information\/#more-11271\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Shane Wilhelm (Shane Collins Wilhelm CRD# 4803933) is a former registered broker and investment advisor last employed with Fortune Financial Services, Inc. (CRD# 42150) of Moneta, VA. His previous employers include Truist Investment Services, Inc. (CRD#:17499), BB&amp;T Securities, LLC (CRD# 142785), and Scott &amp; Stringfellow, LLC (CRD# 6255) all of Roanoke, VA. He has been [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11271","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Broker Shane Wilhelm For Failing To Provide FINRA Information<\/title>\n<meta name=\"description\" content=\"Shane Wilhelm is a former registered broker and investment advisor last employed with Fortune Financial Services, Inc. of Moneta, VA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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