{"id":11258,"date":"2023-11-28T10:42:15","date_gmt":"2023-11-28T15:42:15","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11258"},"modified":"2023-11-28T10:42:15","modified_gmt":"2023-11-28T15:42:15","slug":"broker-jermaine-benjamin-barred-by-finra-for-misappropriation-and-defalcation","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-jermaine-benjamin-barred-by-finra-for-misappropriation-and-defalcation\/","title":{"rendered":"Broker Jermaine Benjamin Barred By FINRA For Misappropriation And Defalcation"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11259 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics2-3.png\" alt=\"Jermaine Benjamin (CRD# 6152653, Jermaine K Benjamin, Jermaine Kahlil Benjamin) is a former registered broker and investment advisor last employed by Raymond James Financial Services, Inc. (CRD# 6694) of St. Petersburg, FL, and Pruco Securities, LLC. (CRD# 5685) of Tampa, FL. He has been in the industry since 2013.\n\nBenjamin moved from Pruco Securities to Raymond James Financial Services in July of 2020, and filed its Uniform Termination Notice of Securities Industry Registration (Form U5) at that time.\u00a0\n\nThis customer dispute was filed on 5\/18\/22 alleging \u201cunauthorized transactions and misappropriation\/defalcation.\u201d \u00a0Although the claim was subsequently denied, it triggered an update to the Form U5 filed by Pruco, since Benjamin had already transferred his employment to Raymond James.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics2-3.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics2-3-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Jermaine Benjamin (CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/6152653\" target=\"_blank\">6152653<\/a>, Jermaine K Benjamin, Jermaine Kahlil Benjamin) is a former registered broker and investment advisor last employed by Raymond James Financial Services, Inc. (CRD# 6694) of St. Petersburg, FL, and Pruco Securities, LLC. (CRD# 5685) of Tampa, FL. He has been in the industry since 2013. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-jermaine-benjamin-barred-by-finra-for-misappropriation-and-defalcation\/#more-11258\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Jermaine Benjamin (CRD# 6152653, Jermaine K Benjamin, Jermaine Kahlil Benjamin) is a former registered broker and investment advisor last employed by Raymond James Financial Services, Inc. (CRD# 6694) of St. Petersburg, FL, and Pruco Securities, LLC. (CRD# 5685) of Tampa, FL. He has been in the industry since 2013. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[591,580],"tags":[],"class_list":["post-11258","post","type-post","status-publish","format-standard","hentry","category-misappropriation","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Jermaine Benjamin Barred For Misappropriation And Defalcation<\/title>\n<meta name=\"description\" content=\"Jermaine Benjamin is a former broker and investment advisor last employed by Raymond James of St. Petersburg, FL, and Pruco Securities.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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