{"id":11244,"date":"2023-11-10T11:25:58","date_gmt":"2023-11-10T16:25:58","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11244"},"modified":"2023-11-10T11:25:58","modified_gmt":"2023-11-10T16:25:58","slug":"fernando-silva-terminated-from-morgan-stanley-over-misappropriation-allegation","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/fernando-silva-terminated-from-morgan-stanley-over-misappropriation-allegation\/","title":{"rendered":"Fernando Silva Terminated From Morgan Stanley Over Misappropriation Allegation"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11246 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics3.png\" alt=\"Fernando Silva (CRD# 7326519) is a former registered broker and investment advisor last employed with Morgan Stanley (CRD#:149777) of Tucson, AZ. His prior employer was Wells Fargo Clearing Services, LLC (CRD#:19616), also of Tucson. He has been in the business since 2021.\n\nMorgan Stanley terminated Silva\u2019s employment on 9\/8\/2022 amid concerns that had had misappropriated client funds. The firm filed a Uniform Termination Notice for Securities Industry Registration (Form U5) on 9\/23\/2022 with the same allegation of misappropriation.\n\nUpon receipt of the Form U5 from Morgan Stanley, FINRA began an investigation based on the information provided. On 10\/14\/2022 and 11\/1\/2022, FINRA sent requests for information to Silva regarding the investigation into the Form U5 allegations. In an email correspondence on November 14, 2022, Silva stated for the record that he would at no time provide any of the requested information.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics3.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics3-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Fernando Silva (CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/7326519\" target=\"_blank\">7326519<\/a>) is a former registered broker and investment advisor last employed with Morgan Stanley (CRD#:149777) of Tucson, AZ. His prior employer was Wells Fargo Clearing Services, LLC (CRD#:19616), also of Tucson. He has been in the business since 2021. <a href=\"https:\/\/www.silverlaw.com\/blog\/fernando-silva-terminated-from-morgan-stanley-over-misappropriation-allegation\/#more-11244\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Fernando Silva (CRD# 7326519) is a former registered broker and investment advisor last employed with Morgan Stanley (CRD#:149777) of Tucson, AZ. His prior employer was Wells Fargo Clearing Services, LLC (CRD#:19616), also of Tucson. He has been in the business since 2021. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[591,580],"tags":[],"class_list":["post-11244","post","type-post","status-publish","format-standard","hentry","category-misappropriation","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Fernando Silva Terminated By Morgan Stanley For Misappropriation Allegation<\/title>\n<meta name=\"description\" content=\"Fernando Silva is a former registered broker and investment advisor last employed with Morgan Stanley of Tucson, AZ.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/fernando-silva-terminated-from-morgan-stanley-over-misappropriation-allegation\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Fernando Silva Terminated By Morgan Stanley For Misappropriation Allegation\" \/>\n<meta name=\"twitter:description\" content=\"Fernando Silva is a former registered broker and investment advisor last employed with Morgan Stanley of Tucson, AZ.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics3.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Fernando Silva Terminated By Morgan Stanley For Misappropriation 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minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/fernando-silva-terminated-from-morgan-stanley-over-misappropriation-allegation\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/fernando-silva-terminated-from-morgan-stanley-over-misappropriation-allegation\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Fernando Silva Terminated From Morgan Stanley Over Misappropriation 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