{"id":11237,"date":"2023-11-10T10:01:01","date_gmt":"2023-11-10T15:01:01","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11237"},"modified":"2023-11-10T10:01:01","modified_gmt":"2023-11-10T15:01:01","slug":"john-matson-terminated-by-lpl-for-selling-unapproved-investment","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/","title":{"rendered":"John Matson Terminated By LPL For Selling Client Unapproved Investment"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11238 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-5.png\" alt=\"John Matson (John Nicholas Matson CRD# 1796541) is a former registered broker and investment advisor last employed with LPL Financial LLC (CRD#:6413) of Manhattan Beach, CA. Previous employers include Ameriprise Financial Services, Inc. (CRD#:6363) of Los Angeles, CA, Citigroup Global Markets Inc. (CRD#:7059) of El Segundo, CA, and Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of New York, NY. He has been in the industry since 1996.\n\nLPL Financial terminated Matson\u2019s employment on 11\/16\/2022 with allegations that he neither notified nor sought approval from the firm for participating in investments that were not approved by LPL.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-5.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-5-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>John Matson (John Nicholas Matson CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1796541\" target=\"_blank\">1796541<\/a>) is a former registered broker and investment advisor last employed with LPL Financial LLC (CRD#:6413) of Manhattan Beach, CA. Previous employers include Ameriprise Financial Services, Inc. (CRD#:6363) of Los Angeles, CA, Citigroup Global Markets Inc. (CRD#:7059) of El Segundo, CA, and Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (CRD#:7691) of New York, NY. He has been in the industry since 1996. <a href=\"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/#more-11237\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>John Matson (John Nicholas Matson CRD# 1796541) is a former registered broker and investment advisor last employed with LPL Financial LLC (CRD#:6413) of Manhattan Beach, CA. Previous employers include Ameriprise Financial Services, Inc. (CRD#:6363) of Los Angeles, CA, Citigroup Global Markets Inc. (CRD#:7059) of El Segundo, CA, and Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-11237","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>LPL Terminates John Matson For Selling Unapproved Investment<\/title>\n<meta name=\"description\" content=\"John Matson is a former registered broker and investment advisor last employed with LPL Financial LLC of Manhattan Beach, CA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"LPL Terminates John Matson For Selling Unapproved Investment\" \/>\n<meta name=\"twitter:description\" content=\"John Matson is a former registered broker and investment advisor last employed with LPL Financial LLC of Manhattan Beach, CA.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-5.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"LPL Terminates John Matson For Selling Unapproved Investment","description":"John Matson is a former registered broker and investment advisor last employed with LPL Financial LLC of Manhattan Beach, CA.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/","twitter_card":"summary_large_image","twitter_title":"LPL Terminates John Matson For Selling Unapproved Investment","twitter_description":"John Matson is a former registered broker and investment advisor last employed with LPL Financial LLC of Manhattan Beach, CA.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-5.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"John Matson Terminated By LPL For Selling Client Unapproved Investment","datePublished":"2023-11-10T15:01:01+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/"},"wordCount":488,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-5.png","articleSection":["Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/","url":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/","name":"LPL Terminates John Matson For Selling Unapproved Investment","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-5.png","datePublished":"2023-11-10T15:01:01+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"John Matson is a former registered broker and investment advisor last employed with LPL Financial LLC of Manhattan Beach, CA.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-5.png","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-5.png","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/john-matson-terminated-by-lpl-for-selling-unapproved-investment\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"John Matson Terminated By LPL For Selling Client Unapproved Investment"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11237","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=11237"}],"version-history":[{"count":2,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11237\/revisions"}],"predecessor-version":[{"id":11240,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11237\/revisions\/11240"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=11237"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=11237"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=11237"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}