{"id":11222,"date":"2023-11-07T16:29:07","date_gmt":"2023-11-07T21:29:07","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11222"},"modified":"2023-11-07T16:29:07","modified_gmt":"2023-11-07T21:29:07","slug":"finra-suspends-broker-joseph-todd-failure-to-pay-settlement","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-joseph-todd-failure-to-pay-settlement\/","title":{"rendered":"FINRA Suspends Broker Joseph Todd Following Failure To Pay Settlement"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11223 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-2.png\" alt=\"Joseph Todd (Joseph Michael Todd CRD# 1830390) is a previously registered broker and investment advisor whose last known employer was Centaurus Financial (CRD# 30833) of Crystal River, FL. Previously, Todd has worked for Investors Capital Corp. (CRD# 30613) and Edward Jones (CRD# 250) of Homosassa, FL and Invest Financial Corporation (CRD# 12984) of Appleton, WI. He has been in the industry since 1988.\n\nJoseph Todd is the subject of three recent customer disputes with similar allegations of trading indiscretion, recommendation of illiquid investments, and stealing of funds that were intended for investment in safe and liquid fixed income securities through July of 2022. Those disputes were filed on 7\/21\/2022, 12\/16\/2022, and 1\/6\/2023, with collective requested damage amounts of $146,500. These claims are currently pending.\n\nCentaurus Financial discharged Todd on 7\/21\/2022 citing its reasons as \u201cviolated Firm policy and industry rules with respect to an allegation of selling away and the receipt of customer funds.\u201d Todd allegedly refused to cooperate with the ongoing investigation and was subsequently terminated.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-2.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-2-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Joseph Todd (Joseph Michael Todd CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1830390\" target=\"_blank\">1830390<\/a>) is a previously registered broker and investment advisor whose last known employer was Centaurus Financial (CRD# 30833) of Crystal River, FL. Previously, Todd has worked for Investors Capital Corp. (CRD# 30613) and Edward Jones (CRD# 250) of Homosassa, FL and Invest Financial Corporation (CRD# 12984) of Appleton, WI. He has been in the industry since 1988. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-joseph-todd-failure-to-pay-settlement\/#more-11222\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Joseph Todd (Joseph Michael Todd CRD# 1830390) is a previously registered broker and investment advisor whose last known employer was Centaurus Financial (CRD# 30833) of Crystal River, FL. Previously, Todd has worked for Investors Capital Corp. (CRD# 30613) and Edward Jones (CRD# 250) of Homosassa, FL and Invest Financial Corporation (CRD# 12984) of Appleton, WI. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11222","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Suspends Broker Joseph Todd, Failure To Pay Settlement<\/title>\n<meta name=\"description\" content=\"Joseph Todd is a previously registered broker and investment advisor whose last known employer was Centaurus Financial of Crystal River, FL.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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