{"id":11204,"date":"2023-11-02T09:36:42","date_gmt":"2023-11-02T13:36:42","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11204"},"modified":"2023-11-02T09:36:42","modified_gmt":"2023-11-02T13:36:42","slug":"broker-william-conn-subject-of-seven-disclosures","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-william-conn-subject-of-seven-disclosures\/","title":{"rendered":"Broker William Conn Subject Of Seven Disclosures"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11205 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1.png\" alt=\"William Conn (William Joseph Conn CRD# 1477107, aka \u201cBill Conn\u201d) is a currently registered broker and investment advisor with International Assets Advisory, LLC (CRD#: 10645) of San Francisco, CA. His previous employers include Raymond James &amp; Associates, Inc. (CRD#:705, broker and investment advisor) J.P. Morgan Securities LLC (CRD#:79), and Deutsche Bank Securities Inc. (CRD# 2525), all of San Francisco. He was both a broker and investment advisor at all three and began in the industry in 1986.\n\nConn\u2019s CRD has a total of seven disclosures, six of which are customer disputes. The most recent dispute was filed on 07\/23\/2023 by two clients who allege that Conn placed them in inappropriate and aggressive investments. One client alleges that his account was \u201cinvested in speculative positions\u201d with evidence of churning. There is no requested amount of damages, and this claim is currently listed as \u201cpending.\u201d\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/11\/Blog-Graphics1-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>William Conn (William Joseph Conn <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1477107\" target=\"_blank\">CRD# 1477107<\/a>, aka \u201cBill Conn\u201d) is a currently registered broker and investment advisor with International Assets Advisory, LLC (CRD#: 10645) of San Francisco, CA. His previous employers include Raymond James &amp; Associates, Inc. (CRD#:705, broker and investment advisor) J.P. Morgan Securities LLC (CRD#:79), and Deutsche Bank Securities Inc. (CRD# 2525), all of San Francisco. He was both a broker and investment advisor at all three and began in the industry in 1986. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-william-conn-subject-of-seven-disclosures\/#more-11204\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>William Conn (William Joseph Conn CRD# 1477107, aka \u201cBill Conn\u201d) is a currently registered broker and investment advisor with International Assets Advisory, LLC (CRD#: 10645) of San Francisco, CA. His previous employers include Raymond James &amp; Associates, Inc. (CRD#:705, broker and investment advisor) J.P. Morgan Securities LLC (CRD#:79), and Deutsche Bank Securities Inc. (CRD# 2525), [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-11204","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Broker William Conn Subject Of Seven Disclosures &#8212;<\/title>\n<meta name=\"description\" content=\"William Conn is a currently registered broker and investment advisor with International Assets Advisory, LLC of San Francisco, CA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-william-conn-subject-of-seven-disclosures\/\" \/>\n<meta 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