{"id":11141,"date":"2023-09-01T09:07:57","date_gmt":"2023-09-01T13:07:57","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11141"},"modified":"2023-09-01T09:17:14","modified_gmt":"2023-09-01T13:17:14","slug":"did-you-lose-money-with-chuck-roberts","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-with-chuck-roberts\/","title":{"rendered":"Did You Lose Money With Chuck Roberts?"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11145 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/09\/Blog-Graphics1.png\" alt=\"Chuck Roberts (CRD# 2064602) is a registered broker and investment advisor currently employed with Stifel, Nicolaus &amp; Company, Incorporated (CRD# 793) of New York, NY. He was previously employed by Morgan Stanley (CRD# 149777), Citigroup Global Markets Inc. (CRD# 7059) and Oppenheimer &amp; Co. Inc. (CRD# 249), all of New York, NY. He has been in the industry since 1990.\n\nRoberts is currently the subject of nine pending customer disputes. Eight of those disputes were filed between 5\/3\/2023 and 7\/21\/2023. Collectively, these damages total $23.5 million. They have similar allegations of \u201cbreach of fiduciary duty, negligence, fraud, breach of contract, and violation of the Florida Securities And Investor Protection Act.\u201d One dispute includes \u201cviolation of the California Corporations Code.\u201d\n\nThe subject of these investments is called \u201cstructured notes.\u201d\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/09\/Blog-Graphics1.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/09\/Blog-Graphics1-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Chuck Roberts (CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2064602\" target=\"_blank\">2064602<\/a>) is a registered broker and investment advisor currently employed with Stifel, Nicolaus &amp; Company, Incorporated (CRD# 793) of New York, NY. He was previously employed by Morgan Stanley (CRD# 149777), Citigroup Global Markets Inc. (CRD# 7059) and Oppenheimer &amp; Co. Inc. (CRD# 249), all of New York, NY. He has been in the industry since 1990. <a href=\"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-with-chuck-roberts\/#more-11141\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Chuck Roberts (CRD# 2064602) is a registered broker and investment advisor currently employed with Stifel, Nicolaus &amp; Company, Incorporated (CRD# 793) of New York, NY. He was previously employed by Morgan Stanley (CRD# 149777), Citigroup Global Markets Inc. (CRD# 7059) and Oppenheimer &amp; Co. Inc. (CRD# 249), all of New York, NY. He has been [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,580],"tags":[],"class_list":["post-11141","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Did You Lose Money With Chuck Roberts? &#8212;<\/title>\n<meta name=\"description\" content=\"Chuck Roberts is a registered broker and investment advisor currently employed with Stifel, Nicolaus &amp; Company, Incorporated of New York, NY.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-with-chuck-roberts\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Did You Lose Money With Chuck Roberts? &#8212;\" \/>\n<meta name=\"twitter:description\" content=\"Chuck Roberts is a registered broker and investment advisor currently employed with Stifel, Nicolaus &amp; Company, Incorporated of New York, NY.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/09\/Blog-Graphics1.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"4 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Did You Lose Money With Chuck Roberts? &#8212;","description":"Chuck Roberts is a registered broker and investment advisor currently employed with Stifel, Nicolaus & Company, Incorporated of New York, NY.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-with-chuck-roberts\/","twitter_card":"summary_large_image","twitter_title":"Did You Lose Money With Chuck Roberts? &#8212;","twitter_description":"Chuck Roberts is a registered broker and investment advisor currently employed with Stifel, Nicolaus & Company, Incorporated of New York, NY.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/09\/Blog-Graphics1.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"4 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-with-chuck-roberts\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-with-chuck-roberts\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Did You Lose Money With Chuck Roberts?","datePublished":"2023-09-01T13:07:57+00:00","dateModified":"2023-09-01T13:17:14+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-with-chuck-roberts\/"},"wordCount":727,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-with-chuck-roberts\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/09\/Blog-Graphics1.png","articleSection":["FINRA Arbitration","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-with-chuck-roberts\/","url":"https:\/\/www.silverlaw.com\/blog\/did-you-lose-money-with-chuck-roberts\/","name":"Did You Lose Money With Chuck Roberts? 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