{"id":11116,"date":"2023-08-10T16:56:01","date_gmt":"2023-08-10T20:56:01","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11116"},"modified":"2023-08-10T16:56:01","modified_gmt":"2023-08-10T20:56:01","slug":"silver-law-group-files-finra-arbitration-claim-against-united-planners-financial-services-of-america-relating-to-philip-riposo","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-united-planners-financial-services-of-america-relating-to-philip-riposo\/","title":{"rendered":"Silver Law Group Files FINRA Arbitration Claim Against United Planners\u2019 Financial Services Of America Relating To Philip Riposo\u00a0"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11096 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/07\/Blog-Graphics1-1.png\" alt=\"Philip Riposo (Philip Anthony Riposo CRD# 400056) is a former broker and investment advisor last registered with United Planners\u2019 Financial Services Of America A Limited Partner (CRD#:20804) of Cave Creek, AZ. Previous employers include Cadaret, Grant &amp; Co., Inc. (CRD#:10641) of New Bedford, MA, LPL Financial Corporation (CRD#:6413) of East Falmouth, MA, and Securities America, Inc. (CRD#:10205) of Lavista, NE. He has been in the industry since 1973.\n\nPhilip Riposo was terminated from United Planners on 3\/3\/2022 after the firm discovered that he was accepting and depositing client checks made out to the name of his \u201cDoing Business As\u201d name (DBA), Riposo Asset Management. Additionally, Philip Riposo also created fictitious account statements and provided them to the clients from whom he received money for his DBA. The firm prohibits both activities. Upon investigation by United Planners, Riposo admitted to both, and was subsequently terminated. FINRA CASE # 2022074280901\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/07\/Blog-Graphics1-1.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/07\/Blog-Graphics1-1-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Philip Riposo (Philip Anthony Riposo CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/400056\" target=\"_blank\">400056<\/a>) is a former broker and investment advisor last registered with United Planners\u2019 Financial Services Of America A Limited Partner (CRD#:20804) of Cave Creek, AZ. Previous employers include Cadaret, Grant &amp; Co., Inc. (CRD#:10641) of New Bedford, MA, LPL Financial Corporation (CRD#:6413) of East Falmouth, MA, and Securities America, Inc. (CRD#:10205) of Lavista, NE. He has been in the industry since 1973. <a href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-united-planners-financial-services-of-america-relating-to-philip-riposo\/#more-11116\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Philip Riposo (Philip Anthony Riposo CRD# 400056) is a former broker and investment advisor last registered with United Planners\u2019 Financial Services Of America A Limited Partner (CRD#:20804) of Cave Creek, AZ. Previous employers include Cadaret, Grant &amp; Co., Inc. (CRD#:10641) of New Bedford, MA, LPL Financial Corporation (CRD#:6413) of East Falmouth, MA, and Securities America, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,580],"tags":[],"class_list":["post-11116","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Silver Law Group Files FINRA Arbitration Claim Against United Planners\u2019 Financial Services Of America Relating To Philip Riposo<\/title>\n<meta name=\"description\" content=\"Philip Riposo is a former broker last registered with United Planners\u2019 Financial Services Of America A Limited Partner of Cave Creek, AZ.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-finra-arbitration-claim-against-united-planners-financial-services-of-america-relating-to-philip-riposo\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Silver Law Group Files FINRA Arbitration Claim Against United Planners\u2019 Financial Services Of America Relating To Philip Riposo\" \/>\n<meta name=\"twitter:description\" content=\"Philip Riposo is a former broker last registered with United Planners\u2019 Financial Services Of America A Limited Partner of Cave Creek, AZ.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/07\/Blog-Graphics1-1.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta 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