{"id":11072,"date":"2023-06-14T16:09:42","date_gmt":"2023-06-14T20:09:42","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11072"},"modified":"2024-07-01T11:29:22","modified_gmt":"2024-07-01T15:29:22","slug":"broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/","title":{"rendered":"Broker Damian Baird Permanently Barred After Misappropriation And Failing To Pay $1.2M Following FINRA Arbitration"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11073 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/06\/Blog-Graphics1-1.png\" alt=\"Damian Baird (Damian Mark Baird CRD# 3097243) is a previously registered broker and investment advisor most recently employed with Moors &amp; Cabot, Inc. (CRD# 594) of Boston, MA. His previous employers include Morgan Stanley (CRD# 149777) of Williamsville, NY, UBS Financial Services Inc.\u00a0\u00a0 (CRD# 8174) of Buffalo, NY, and HSBC Securities (USA) Inc. (CRD# 19585) of Depew, NY.\u00a0 He has been in the industry since 1998.\n\nFINRA Arbitration Involving Damian Baird\n\nBaird was suspended by FINRA following an arbitration proceeding in January of 2023 brought by his previous employer, Morgan Stanley, who alleged that he had failed to repay three notes totaling $888,403.12. FINRA requested documents and information, which Baird failed to produce. He also failed to attend the evidentiary hearing conducted via videoconference.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/06\/Blog-Graphics1-1.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/06\/Blog-Graphics1-1-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/><\/p>\n<p>Damian Baird (Damian Mark Baird CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/3097243\" target=\"_blank\">3097243<\/a>) is a previously registered broker and investment advisor most recently employed with Moors &amp; Cabot, Inc. (CRD# 594) of Boston, MA. His previous employers include Morgan Stanley (CRD# 149777) of Williamsville, NY, UBS Financial Services Inc.\u00a0\u00a0 (CRD# 8174) of Buffalo, NY, and HSBC Securities (USA) Inc. (CRD# 19585) of Depew, NY.\u00a0 He has been in the industry since 1998. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/#more-11072\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Damian Baird (Damian Mark Baird CRD# 3097243) is a previously registered broker and investment advisor most recently employed with Moors &amp; Cabot, Inc. (CRD# 594) of Boston, MA. His previous employers include Morgan Stanley (CRD# 149777) of Williamsville, NY, UBS Financial Services Inc.\u00a0\u00a0 (CRD# 8174) of Buffalo, NY, and HSBC Securities (USA) Inc. (CRD# 19585) [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-11072","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Broker Damian Baird Suspended After Failing To Pay $1.2M<\/title>\n<meta name=\"description\" content=\"Damian Baird is a previously registered broker and investment advisor most recently employed with Moors &amp; Cabot, Inc. of Boston, MA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Broker Damian Baird Suspended After Failing To Pay $1.2M\" \/>\n<meta name=\"twitter:description\" content=\"Damian Baird is a previously registered broker and investment advisor most recently employed with Moors &amp; Cabot, Inc. of Boston, MA.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/06\/Blog-Graphics1-1.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"4 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Broker Damian Baird Suspended After Failing To Pay $1.2M","description":"Damian Baird is a previously registered broker and investment advisor most recently employed with Moors & Cabot, Inc. of Boston, MA.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/","twitter_card":"summary_large_image","twitter_title":"Broker Damian Baird Suspended After Failing To Pay $1.2M","twitter_description":"Damian Baird is a previously registered broker and investment advisor most recently employed with Moors & Cabot, Inc. of Boston, MA.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/06\/Blog-Graphics1-1.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"4 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/","url":"https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/","name":"Broker Damian Baird Suspended After Failing To Pay $1.2M","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/06\/Blog-Graphics1-1.png","datePublished":"2023-06-14T20:09:42+00:00","dateModified":"2024-07-01T15:29:22+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Damian Baird is a previously registered broker and investment advisor most recently employed with Moors & Cabot, Inc. of Boston, MA.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/06\/Blog-Graphics1-1.png","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/06\/Blog-Graphics1-1.png","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/broker-damian-baird-suspended-after-failing-to-pay-1-2m-following-finra-arbitration\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Broker Damian Baird Permanently Barred After Misappropriation And Failing To Pay $1.2M Following FINRA Arbitration"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11072","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=11072"}],"version-history":[{"count":5,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11072\/revisions"}],"predecessor-version":[{"id":11391,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/11072\/revisions\/11391"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=11072"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=11072"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=11072"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}