{"id":11063,"date":"2023-06-07T11:52:21","date_gmt":"2023-06-07T15:52:21","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11063"},"modified":"2023-06-07T11:52:21","modified_gmt":"2023-06-07T15:52:21","slug":"former-broker-christopher-kennedy-subject-of-10-customer-disputes","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/former-broker-christopher-kennedy-subject-of-10-customer-disputes\/","title":{"rendered":"Former Broker Christopher Kennedy Subject Of 10 Customer Disputes\u00a0"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11064 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/06\/Blog-Graphics2.png\" alt=\"Christopher Kennedy (Christopher Booth Kennedy CRD# 4498061) is a former registered broker and investment advisor last employed with Western International Securities, Inc. (CRD#:39262) of Woodland Hills, CA. His previous employers included Spartan Capital Securities, LLC (CRD# 146251) of New York, NY, Western International Securities, Inc. (CRD# 39262) and Financial West Group (CRD# 16668, expelled by FINRA on 2\/13\/2020) of Tarzana, CA. He has been in the industry since 2002.\u00a0  Kennedy was discharged by Western International on 8\/27\/2021 with cause, \u201cClients have alleged unauthorized options trading and failure to adhere to discretionary options sales orders.\u201d No additional information is available. However, Kennedy\u2019s CRD includes ten customer disputes dated from 9\/10\/2021 through 6\/9\/2022. Of the ten, seven are settled, and three are listed as \u201cpending.\u201d All have allegations of misconduct including improper trading and other breaches of fiduciary duty.\u00a0\u00a0\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/06\/Blog-Graphics2.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/06\/Blog-Graphics2-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Christopher Kennedy (Christopher Booth Kennedy CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4498061\" target=\"_blank\">4498061<\/a>) is a former registered broker and investment advisor last employed with Western International Securities, Inc. (CRD#:39262) of Woodland Hills, CA. His previous employers included Spartan Capital Securities, LLC (CRD# 146251) of New York, NY, Western International Securities, Inc. (CRD# 39262) and Financial West Group (CRD# 16668, expelled by FINRA on 2\/13\/2020) of Tarzana, CA. He has been in the industry since 2002.\u00a0  <a href=\"https:\/\/www.silverlaw.com\/blog\/former-broker-christopher-kennedy-subject-of-10-customer-disputes\/#more-11063\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Christopher Kennedy (Christopher Booth Kennedy CRD# 4498061) is a former registered broker and investment advisor last employed with Western International Securities, Inc. (CRD#:39262) of Woodland Hills, CA. His previous employers included Spartan Capital Securities, LLC (CRD# 146251) of New York, NY, Western International Securities, Inc. (CRD# 39262) and Financial West Group (CRD# 16668, expelled by [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588,580],"tags":[],"class_list":["post-11063","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Christopher Kennedy Subject Of 10 Customer Disputes\u00a0<\/title>\n<meta name=\"description\" content=\"Christopher Kennedy is a former registered broker and investment advisor last employed with Western International Securities.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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