{"id":11032,"date":"2023-05-10T09:47:28","date_gmt":"2023-05-10T13:47:28","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11032"},"modified":"2023-05-10T09:47:28","modified_gmt":"2023-05-10T13:47:28","slug":"finra-bars-broker-patrick-thayer-after-misappropriating-1-3m","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-patrick-thayer-after-misappropriating-1-3m\/","title":{"rendered":"FINRA Bars Broker Patrick Thayer After Misappropriating $1.3M"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11033 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/05\/Blog-Graphics1.png\" alt=\"Patrick Thayer (Patrick Noel Thayer, CRD# 5735955) is a previously registered broker and investment advisor whose last known employer was LPL Financial LLC (CRD# 6413) of Lebanon, OH. His other employers were Parkland Securities, LLC (CRD#:115368), Sagepoint Financial, Inc. (CRD#:133763), and H.D. Vest Investment Services (CRD#13686), also of Lebanon.\u00a0 He has been in the industry since 2010.  Thayer\u2019s first dispute was filed on 11\/18\/2022 by a client who alleged he misappropriated $45,250 from her account from 01\/02\/2019 through 9\/28\/2022. This claim is still pending as of this writing.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/05\/Blog-Graphics1.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/05\/Blog-Graphics1-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Patrick Thayer (Patrick Noel Thayer, CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5735955\" target=\"_blank\">5735955<\/a>) is a previously registered broker and investment advisor whose last known employer was LPL Financial LLC (CRD# 6413) of Lebanon, OH. His other employers were Parkland Securities, LLC (CRD#:115368), Sagepoint Financial, Inc. (CRD#:133763), and H.D. Vest Investment Services (CRD#13686), also of Lebanon. He has been in the industry since 2010. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-patrick-thayer-after-misappropriating-1-3m\/#more-11032\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Patrick Thayer (Patrick Noel Thayer, CRD# 5735955) is a previously registered broker and investment advisor whose last known employer was LPL Financial LLC (CRD# 6413) of Lebanon, OH. His other employers were Parkland Securities, LLC (CRD#:115368), Sagepoint Financial, Inc. (CRD#:133763), and H.D. Vest Investment Services (CRD#13686), also of Lebanon. He has been in the industry [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[591,580],"tags":[],"class_list":["post-11032","post","type-post","status-publish","format-standard","hentry","category-misappropriation","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Bars Broker Patrick Thayer After Misappropriating $1.3M &#8212;<\/title>\n<meta name=\"description\" content=\"Patrick Thayer is a previously registered broker and investment advisor whose last known employer was LPL Financial LLC of Lebanon, OH.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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