{"id":11009,"date":"2023-04-10T18:31:04","date_gmt":"2023-04-10T22:31:04","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=11009"},"modified":"2023-04-10T18:31:04","modified_gmt":"2023-04-10T22:31:04","slug":"sec-charges-broker-surage-perera-after-stealing-4m-from-client","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/sec-charges-broker-surage-perera-after-stealing-4m-from-client\/","title":{"rendered":"SEC Charges Broker Surage Perera After Stealing $4M From Client"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-11010 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/04\/Blog-Graphics1.png\" alt=\"Surage Perera (Surage Roshan Perera CRD# 4716321) is a broker who was last registered with Aegis Capital Corp. (CRD#:15007) of Melville, NY. His previous employers included Maxim Group LLC (CRD# 120708) and Stockkings Capital LLC (CRD# 164445) of New York, NY, and Caldwell International Securities (CRD#:104323) of Nassau. Of his thirteen previous employers, seven have been expelled by FINRA. He has been in the industry since 2004.  After his employment with Aegis, Perera founded Janues Capital Management in Bellerose, Queens. He was also the executive director.  In March of 2023, the SEC obtained a restraining order against Perera, and successfully requested that the court freeze his assets. Perera was also recently arrested in Queens with charges from both the SEC and the US Department of Justice, who charged him with wire fraud, money laundering and investment adviser fraud. There were 16 counts in the indictment, which also included securities fraud. Following his arrest, he went before federal court in Central Islip, Long Island.\u00a0\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/04\/Blog-Graphics1.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/04\/Blog-Graphics1-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Surage Perera (Surage Roshan Perera CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4716321\" target=\"_blank\">4716321<\/a>) is a broker who was last registered with Aegis Capital Corp. (CRD#:15007) of Melville, NY. His previous employers included Maxim Group LLC (CRD# 120708) and Stockkings Capital LLC (CRD# 164445) of New York, NY, and Caldwell International Securities (CRD#:104323) of Nassau. Of his thirteen previous employers, seven have been expelled by FINRA. He has been in the industry since 2004. <a href=\"https:\/\/www.silverlaw.com\/blog\/sec-charges-broker-surage-perera-after-stealing-4m-from-client\/#more-11009\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Surage Perera (Surage Roshan Perera CRD# 4716321) is a broker who was last registered with Aegis Capital Corp. (CRD#:15007) of Melville, NY. His previous employers included Maxim Group LLC (CRD# 120708) and Stockkings Capital LLC (CRD# 164445) of New York, NY, and Caldwell International Securities (CRD#:104323) of Nassau. Of his thirteen previous employers, seven have [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-11009","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>SEC Charges Surage Perera After Stealing $4M From Client<\/title>\n<meta name=\"description\" content=\"Surage Perera is a broker who was last registered with Aegis Capital Corp. Of his 13 previous employers, seven have been expelled by FINRA.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/sec-charges-broker-surage-perera-after-stealing-4m-from-client\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"SEC Charges Surage Perera After Stealing $4M From Client\" \/>\n<meta name=\"twitter:description\" content=\"Surage Perera is a broker who was last registered with Aegis Capital Corp. Of his 13 previous employers, seven have been expelled by FINRA.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/04\/Blog-Graphics1.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"SEC Charges Surage Perera After Stealing $4M From Client","description":"Surage Perera is a broker who was last registered with Aegis Capital Corp. 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Of his 13 previous employers, seven have been expelled by FINRA.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/04\/Blog-Graphics1.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/sec-charges-broker-surage-perera-after-stealing-4m-from-client\/","url":"https:\/\/www.silverlaw.com\/blog\/sec-charges-broker-surage-perera-after-stealing-4m-from-client\/","name":"SEC Charges Surage Perera After Stealing $4M From Client","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/sec-charges-broker-surage-perera-after-stealing-4m-from-client\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/sec-charges-broker-surage-perera-after-stealing-4m-from-client\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/04\/Blog-Graphics1.png","datePublished":"2023-04-10T22:31:04+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Surage Perera is a broker who was last registered with Aegis Capital Corp. 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