{"id":10982,"date":"2023-03-28T15:15:29","date_gmt":"2023-03-28T19:15:29","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10982"},"modified":"2023-03-28T15:15:29","modified_gmt":"2023-03-28T19:15:29","slug":"finra-suspends-broker-todd-seymour-for-outside-business-activities","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-todd-seymour-for-outside-business-activities\/","title":{"rendered":"FINRA Suspends Broker Todd Seymour For Outside Business Activities"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10983 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/03\/Todd-Seymour.png\" alt=\"Todd Seymour (Todd Michael Seymour CRD# 3249733) is a previously registered broker and currently registered investment advisor last employed with Raymond James Financial Services, Inc. (CRD# 6694) of Clearwater, FL. He has one prior employer, Morgan Stanley (CRD#:149777), also of Clearwater, where he began his career in 2014.  Seymour\u2019s CRD has two employment terminations on the same day, 11\/5\/2020. The first discharge was from Raymond James, and the second from Steward Partners Investment Advisory, LLC., with identical reasons for his discharge: \u201dTerminated for various policy violations, including conducting firm business through an outside email address, acting in an unapproved capacity for a client, and reuse of blank, signed forms for another client.\u201d It is not clear from the CRD if or how the two firms might be affiliated.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/03\/Todd-Seymour.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/03\/Todd-Seymour-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Todd Seymour (Todd Michael Seymour CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/3249733\" target=\"_blank\">3249733<\/a>) is a previously registered broker and currently registered investment advisor last employed with Raymond James Financial Services, Inc. (CRD# 6694) of Clearwater, FL. He has one prior employer, Morgan Stanley (CRD#:149777), also of Clearwater, where he began his career in 2014. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-todd-seymour-for-outside-business-activities\/#more-10982\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Todd Seymour (Todd Michael Seymour CRD# 3249733) is a previously registered broker and currently registered investment advisor last employed with Raymond James Financial Services, Inc. (CRD# 6694) of Clearwater, FL. He has one prior employer, Morgan Stanley (CRD#:149777), also of Clearwater, where he began his career in 2014. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-10982","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Suspends Todd Seymour For Outside Business Activities<\/title>\n<meta name=\"description\" content=\"Todd Seymour is a previously registered broker last employed with Raymond James Financial Services, Inc. of Clearwater, FL.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-broker-todd-seymour-for-outside-business-activities\/\" \/>\n<meta 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