{"id":10973,"date":"2023-03-23T10:26:25","date_gmt":"2023-03-23T14:26:25","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10973"},"modified":"2024-03-15T09:04:50","modified_gmt":"2024-03-15T13:04:50","slug":"broker-daniel-beech-subject-of-18-customer-disputes","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-daniel-beech-subject-of-18-customer-disputes\/","title":{"rendered":"Broker Daniel Beech Subject Of 18 Customer Disputes Totaling $1.8M, Along With FINRA Regulatory Actions"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10974 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/03\/Daniel-Beech.png\" alt=\"Daniel Beech (Daniel Keith Beech CRD# 6169844) is a registered broker and investment advisor currently employed with Innovation Partners LLC (CRD#: 146344) of Charlotte, NC. His previous employers were Western International Securities (CRD#:39262) of Westlake Village, CA, Independent Financial Group, LLC (CRD#:7717) of Sherman Oaks, CA, and Royal Alliance Associates, Inc. (CRD#:23131) of Los Angeles, CA. He has been in the industry since 2013. Beech\u2019s CRD includes 13 customer disputes, two of which have been settled. The other 11 were filed between 4\/29\/2022 and 1\/11\/2023 and are currently listed as \u201cpending.\u201d Several disclosures list clients seeking reimbursement for their investments, while others have allegations of unsuitability and negligence. The collective damages for these 11 customer disputes total $2,558,150.00. The two earlier disputes both requested $5,000 in damages, and were settled for $72,500, collectively.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/03\/Daniel-Beech.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2023\/03\/Daniel-Beech-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/><\/p>\n<p>Daniel Beech (Daniel Keith Beech CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/6169844\" target=\"_blank\">6169844<\/a>) is a registered broker and investment advisor currently employed with Innovation Partners LLC (CRD# 146344) of Charlotte, NC. His previous employers were Western International Securities (CRD# 39262) of Westlake Village, CA, Independent Financial Group, LLC (CRD# 7717) of Sherman Oaks, CA, and Royal Alliance Associates, Inc. (CRD# 23131) of Los Angeles, CA. He has been in the industry since 2013.<\/p>\n<p> <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-daniel-beech-subject-of-18-customer-disputes\/#more-10973\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Daniel Beech (Daniel Keith Beech CRD# 6169844) is a registered broker and investment advisor currently employed with Innovation Partners LLC (CRD# 146344) of Charlotte, NC. His previous employers were Western International Securities (CRD# 39262) of Westlake Village, CA, Independent Financial Group, LLC (CRD# 7717) of Sherman Oaks, CA, and Royal Alliance Associates, Inc. (CRD# 23131) [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,576],"tags":[],"class_list":["post-10973","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-unsuitable-investment-advice"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Broker Daniel Beech Subject Of 18 Customer Disputes<\/title>\n<meta name=\"description\" content=\"Daniel Beech is a registered broker and investment advisor currently employed with Innovation Partners LLC of Charlotte, NC.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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