{"id":10834,"date":"2022-09-30T09:47:06","date_gmt":"2022-09-30T13:47:06","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10834"},"modified":"2022-09-30T09:47:06","modified_gmt":"2022-09-30T13:47:06","slug":"finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/","title":{"rendered":"FINRA Bars Former Wells Fargo Broker James Seijas After Ponzi Scheme"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10835 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/09\/James-Seijas.png\" alt=\"James Seijas (James Alan Seijas CRD# 2392901) is a former broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC (CRD#:19616) of Short Hills, NJ. His former employers include TD Ameritrade, Inc. (CRD#:7870) of Morristown, NJ, Fidelity Brokerage Services LLC (CRD#:7784) of Wayne, NJ, and Barclays Capital Inc. (CRD#:19714) of New York, NY. He has been in the industry since 1997.  Seijas worked for Wells Fargo Clearing Services from March of 2013 through March of 2019, when he voluntarily resigned. However, on March 24th, 2020, Wells Fargo filed an amendment to his Uniform Termination Notice For The Security Industry Registration Form, or Form U5. In the amended version, Wells Fargo revealed for the first time that Seijas had been named as a defendant in a lawsuit alleging that he was misrepresenting investments as part of a Ponzi scheme.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/09\/James-Seijas.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/09\/James-Seijas-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>James Seijas (James Alan Seijas CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2392901\" target=\"_blank\">2392901<\/a>) is a former broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC (CRD#:19616) of Short Hills, NJ. His former employers include TD Ameritrade, Inc. (CRD#:7870) of Morristown, NJ, Fidelity Brokerage Services LLC (CRD#:7784) of Wayne, NJ, and Barclays Capital Inc. (CRD#:19714) of New York, NY. He has been in the industry since 1997. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/#more-10834\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>James Seijas (James Alan Seijas CRD# 2392901) is a former broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC (CRD#:19616) of Short Hills, NJ. His former employers include TD Ameritrade, Inc. (CRD#:7870) of Morristown, NJ, Fidelity Brokerage Services LLC (CRD#:7784) of Wayne, NJ, and Barclays Capital Inc. (CRD#:19714) of New [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[593,580],"tags":[],"class_list":["post-10834","post","type-post","status-publish","format-standard","hentry","category-ponzi-schemes","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>FINRA Bars Wells Fargo Broker James Seijas After Ponzi Scheme<\/title>\n<meta name=\"description\" content=\"James Seijas is a former broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC of Short Hills, NJ.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Bars Wells Fargo Broker James Seijas After Ponzi Scheme\" \/>\n<meta name=\"twitter:description\" content=\"James Seijas is a former broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC of Short Hills, NJ.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/09\/James-Seijas.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Bars Wells Fargo Broker James Seijas After Ponzi Scheme","description":"James Seijas is a former broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC of Short Hills, NJ.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/","twitter_card":"summary_large_image","twitter_title":"FINRA Bars Wells Fargo Broker James Seijas After Ponzi Scheme","twitter_description":"James Seijas is a former broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC of Short Hills, NJ.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/09\/James-Seijas.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/","name":"FINRA Bars Wells Fargo Broker James Seijas After Ponzi Scheme","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/09\/James-Seijas.png","datePublished":"2022-09-30T13:47:06+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"James Seijas is a former broker and investment advisor whose last known employer was Wells Fargo Clearing Services, LLC of Short Hills, NJ.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/09\/James-Seijas.png","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/09\/James-Seijas.png","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-former-wells-fargo-broker-james-seijas-after-ponzi-scheme\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"FINRA Bars Former Wells Fargo Broker James Seijas After Ponzi Scheme"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10834","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=10834"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10834\/revisions"}],"predecessor-version":[{"id":10836,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10834\/revisions\/10836"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=10834"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=10834"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=10834"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}