{"id":10801,"date":"2022-09-09T10:31:02","date_gmt":"2022-09-09T14:31:02","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10801"},"modified":"2022-09-09T10:31:02","modified_gmt":"2022-09-09T14:31:02","slug":"silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/","title":{"rendered":"Silver Law Group Files Investor Securities Arbitration Claim Against Broker For Taking Customer Money For Personal Use And Elder Financial Abuse"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-8737 size-medium\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-300x200.jpg\" alt=\"Silver Law Group filed a FINRA arbitration claim on behalf of an investor who suffered losses after her financial adviser convinced her to loan him money, and then failed to repay it. The financial adviser developed a position of trust and confidence with Silver Law Group\u2019s client, then convinced her that he had a unique investment opportunity which would make large profits for both of them. The adviser never disclosed that this is an improper practice in the brokerage industry or that his broker-dealer did not allow brokers to borrow money from customers. However, the customer alleges that the firm failed to properly supervise the financial advisor and engaged in elder financial fraud.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-180x120.jpg 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Silver Law Group filed a FINRA arbitration claim on behalf of an investor who suffered losses after her financial adviser convinced her to loan him money, and then failed to repay it. The financial adviser developed a position of trust and confidence with Silver Law Group\u2019s client, then convinced her that he had a unique investment opportunity which would make large profits for both of them. The adviser never disclosed that this is an improper practice in the brokerage industry or that his broker-dealer did not allow brokers to borrow money from customers. However, the customer alleges that the firm failed to properly supervise the financial advisor and engaged in elder financial fraud. <a href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/#more-10801\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group filed a FINRA arbitration claim on behalf of an investor who suffered losses after her financial adviser convinced her to loan him money, and then failed to repay it. The financial adviser developed a position of trust and confidence with Silver Law Group\u2019s client, then convinced her that he had a unique [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[582,580],"tags":[],"class_list":["post-10801","post","type-post","status-publish","format-standard","hentry","category-elder-fraud","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Silver Law Group Files Investor Securities Arbitration Claim Against Broker<\/title>\n<meta name=\"description\" content=\"Silver Law Group filed a FINRA arbitration for an investor who suffered losses after her adviser convinced her to loan him money.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Silver Law Group Files Investor Securities Arbitration Claim Against Broker\" \/>\n<meta name=\"twitter:description\" content=\"Silver Law Group filed a FINRA arbitration for an investor who suffered losses after her adviser convinced her to loan him money.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-300x200.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Silver Law Group Files Investor Securities Arbitration Claim Against Broker","description":"Silver Law Group filed a FINRA arbitration for an investor who suffered losses after her adviser convinced her to loan him money.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/","twitter_card":"summary_large_image","twitter_title":"Silver Law Group Files Investor Securities Arbitration Claim Against Broker","twitter_description":"Silver Law Group filed a FINRA arbitration for an investor who suffered losses after her adviser convinced her to loan him money.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-300x200.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Silver Law Group Files Investor Securities Arbitration Claim Against Broker For Taking Customer Money For Personal Use And Elder Financial Abuse","datePublished":"2022-09-09T14:31:02+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/"},"wordCount":486,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-300x200.jpg","articleSection":["Elder Fraud","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/","url":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/","name":"Silver Law Group Files Investor Securities Arbitration Claim Against Broker","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-300x200.jpg","datePublished":"2022-09-09T14:31:02+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Silver Law Group filed a FINRA arbitration for an investor who suffered losses after her adviser convinced her to loan him money.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-300x200.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2020\/01\/Old2-300x200.jpg"},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/silver-law-group-files-investor-securities-arbitration-claim-against-broker-for-taking-customer-money-for-personal-use-and-elder-financial-abuse\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Silver Law Group Files Investor Securities Arbitration Claim Against Broker For Taking Customer Money For Personal Use And Elder Financial Abuse"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10801","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=10801"}],"version-history":[{"count":2,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10801\/revisions"}],"predecessor-version":[{"id":10803,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10801\/revisions\/10803"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=10801"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=10801"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=10801"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}