{"id":10742,"date":"2022-07-05T12:16:36","date_gmt":"2022-07-05T16:16:36","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10742"},"modified":"2022-07-05T12:16:36","modified_gmt":"2022-07-05T16:16:36","slug":"finra-suspends-registered-individuals-for-violations-of-finra-rules-june-2022","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-registered-individuals-for-violations-of-finra-rules-june-2022\/","title":{"rendered":"FINRA Suspends Registered Individuals For Violations Of FINRA Rules June 2022"},"content":{"rendered":"

According to FINRA Disciplinary actions for June 2022, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers:<\/p>\n\n\n\n\n\n\n\n\n\n\n
NAME<\/strong><\/td>\nFORMER EMPLOYERS<\/strong><\/td>\n<\/tr>\n
\u00a0 Robin Auguste<\/td>\n\u00a0 J.P. Morgan Securities LLC<\/td>\n<\/tr>\n
\u00a0 Yang Liang<\/td>\n\u00a0 NYLife Securities LLC<\/td>\n<\/tr>\n
\u00a0 Daniel Motola<\/td>\n<\/td>\n<\/tr>\n
\u00a0 William Nicoloff, Jr.<\/td>\n\u00a0 Boustead Securities, LLC<\/td>\n<\/tr>\n
\u00a0 Bentley Securities Corporation<\/td>\n<\/tr>\n
\u00a0 Gregory Williams<\/td>\n\u00a0 Forta Financial Group, Inc.<\/td>\n<\/tr>\n
\u00a0 Morgan Stanley Smith Barney<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

According to FINRA Disciplinary actions for June 2022, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[],"class_list":["post-10742","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct"],"yoast_head":"\nFINRA Suspends Registered Individuals For Violations Of Rules June 2022<\/title>\n<meta name=\"description\" content=\"According to FINRA Disciplinary actions for June 2022, the following individuals were suspended and cannot work for a brokerage firm.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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