{"id":10682,"date":"2022-06-01T10:03:54","date_gmt":"2022-06-01T14:03:54","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10682"},"modified":"2022-06-01T10:03:54","modified_gmt":"2022-06-01T14:03:54","slug":"did-you-invest-with-morgan-stanley-or-anthony-gallea","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-morgan-stanley-or-anthony-gallea\/","title":{"rendered":"Did You Invest With Morgan Stanley Or Anthony Gallea?"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10683 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/06\/Anthony-Gallea.png\" alt=\"In January 2022, FINRA, the organization that regulates and oversees Broker-Dealers and Wall Street brokers, received a securities arbitration claim regarding Anthony Gallea, a Managing Director and financial advisor at Morgan Stanley. In the complaint, a client alleged that Anthony Gallea misrepresented his options trading strategy, resulting in the client\u2019s sustaining unspecified damages. And this is not the first time there have been complaints made against him by his customers.  Silver Law Group represents investors in claims against financial advisors and others for breach of fiduciary duty, suitability and other claims. Our attorneys frequently assist investors in claims for misconduct relating to unsuitable options strategies, excessive fees and material misrepresentations.  Stockbrokers Have A Duty Not To Misrepresent Or Mislead Investors  FINRA\u2019s Rule 2020 states: \u201cNo member shall effect any transaction in, or induce the purchase or sale of, any security by means of any manipulative, deceptive or other fraudulent device or contrivance.\u201d\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/06\/Anthony-Gallea.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/06\/Anthony-Gallea-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>In January 2022, <a href=\"https:\/\/www.finra.org\/about\" target=\"_blank\">FINRA<\/a>, the organization that regulates and oversees Broker-Dealers and Wall Street brokers, received a securities arbitration claim regarding Anthony Gallea, a Managing Director and financial advisor at Morgan Stanley. In the complaint, a client alleged that Anthony Gallea misrepresented his options trading strategy, resulting in the client\u2019s sustaining unspecified damages. And this is not the first time there have been <a href=\"https:\/\/files.brokercheck.finra.org\/individual\/individual_713980.pdf\" target=\"_blank\">complaints<\/a> made against him by his customers. <a href=\"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-morgan-stanley-or-anthony-gallea\/#more-10682\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>In January 2022, FINRA, the organization that regulates and oversees Broker-Dealers and Wall Street brokers, received a securities arbitration claim regarding Anthony Gallea, a Managing Director and financial advisor at Morgan Stanley. In the complaint, a client alleged that Anthony Gallea misrepresented his options trading strategy, resulting in the client\u2019s sustaining unspecified damages. And this [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1656,580],"tags":[],"class_list":["post-10682","post","type-post","status-publish","format-standard","hentry","category-options","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Did You Invest With Morgan Stanley Or Anthony Gallea? &#8212;<\/title>\n<meta name=\"description\" content=\"In January 2022, FINRA received a securities arbitration claim regarding Anthony Gallea, a Managing Director and advisor at Morgan Stanley.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-morgan-stanley-or-anthony-gallea\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Did You Invest With Morgan Stanley Or Anthony Gallea? 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&#8212;","twitter_description":"In January 2022, FINRA received a securities arbitration claim regarding Anthony Gallea, a Managing Director and advisor at Morgan Stanley.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/06\/Anthony-Gallea.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-morgan-stanley-or-anthony-gallea\/","url":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-morgan-stanley-or-anthony-gallea\/","name":"Did You Invest With Morgan Stanley Or Anthony Gallea? &#8212;","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-morgan-stanley-or-anthony-gallea\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-morgan-stanley-or-anthony-gallea\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/06\/Anthony-Gallea.png","datePublished":"2022-06-01T14:03:54+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"In January 2022, FINRA received a securities arbitration claim regarding Anthony Gallea, a Managing Director and advisor at Morgan Stanley.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-morgan-stanley-or-anthony-gallea\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-morgan-stanley-or-anthony-gallea\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-morgan-stanley-or-anthony-gallea\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/06\/Anthony-Gallea.png","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/06\/Anthony-Gallea.png","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/did-you-invest-with-morgan-stanley-or-anthony-gallea\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Did You Invest With Morgan Stanley Or Anthony Gallea?"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10682","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=10682"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10682\/revisions"}],"predecessor-version":[{"id":10684,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10682\/revisions\/10684"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=10682"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=10682"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=10682"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}