{"id":10657,"date":"2022-05-18T16:42:57","date_gmt":"2022-05-18T20:42:57","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10657"},"modified":"2022-05-18T16:42:57","modified_gmt":"2022-05-18T20:42:57","slug":"broker-christopher-bond-suspended-for-exercising-discretion","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-christopher-bond-suspended-for-exercising-discretion\/","title":{"rendered":"Broker Christopher Bond Suspended For Exercising Discretion"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10658 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Christopher-Bond.png\" alt=\"Christopher Bond (Christopher Edward Bond CRD# 4658534) is a registered broker and investment advisor currently employed with National Securities Corporation (CRD#: 7569) of Melville, NY. He was previously employed with Gunnallen Financial, Inc (CRD#:17609) of Tampa, FL and Ehrenkrantz King Nussbaum, Inc. (CRD#:113525, expelled by FINRA on 10\/12\/2012) of Melville, NY.\u00a0 He has been in the industry since 2003.  In a FINRA disciplinary action, Bond was discovered to have exercised discretions in four NSC customer brokerage accounts on 288 occasions without written authorization. While he did have their verbal permission, he also needed this permission in writing, in accordance with FINRA Rules 3260(b) and 2010.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Christopher-Bond.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Christopher-Bond-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Christopher Bond (Christopher Edward Bond CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4658534\" target=\"_blank\">4658534<\/a>) is a registered broker and investment advisor currently employed with National Securities Corporation (CRD#: 7569) of Melville, NY. He was previously employed with Gunnallen Financial, Inc (CRD#:17609) of Tampa, FL and Ehrenkrantz King Nussbaum, Inc. (CRD#:113525, expelled by FINRA on 10\/12\/2012) of Melville, NY.\u00a0 He has been in the industry since 2003. <a href=\"https:\/\/www.silverlaw.com\/blog\/broker-christopher-bond-suspended-for-exercising-discretion\/#more-10657\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Christopher Bond (Christopher Edward Bond CRD# 4658534) is a registered broker and investment advisor currently employed with National Securities Corporation (CRD#: 7569) of Melville, NY. He was previously employed with Gunnallen Financial, Inc (CRD#:17609) of Tampa, FL and Ehrenkrantz King Nussbaum, Inc. (CRD#:113525, expelled by FINRA on 10\/12\/2012) of Melville, NY.\u00a0 He has been in [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,581],"tags":[],"class_list":["post-10657","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-unauthorized-trading"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Broker Christopher Bond Suspended For Exercising Discretion &#8212;<\/title>\n<meta name=\"description\" content=\"Christopher Bond is a registered broker and investment advisor currently employed with National Securities Corporation of Melville, NY.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link 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