{"id":10651,"date":"2022-05-18T09:53:38","date_gmt":"2022-05-18T13:53:38","guid":{"rendered":"https:\/\/www.silverlaw.com\/blog\/?p=10651"},"modified":"2022-05-18T09:53:38","modified_gmt":"2022-05-18T13:53:38","slug":"finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/","title":{"rendered":"FINRA Bars Broker Jordan Whitacre For Misappropriation Of Client Funds"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-10652 size-full\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Jordan-Whitacre.png\" alt=\"Jordan Whitacre (Jordan David Whitacre CRD# 5828900) is a former registered broker and investment advisor whose most recent employer was Arkadios Capital (CRD#:282710) of Anderson, SC. His previous employers were Triad Advisors LLC (CRD#:25803) and The Investment Center, Inc. (CRD#:17839), also of Anderson. He has been in the industry since 2011.  Whitacre has three disclosures: two from his previous employers and one disciplinary action from FINRA.  Wealth Management Advisors placed Whitacre on leave while the firm investigated allegations that he misdirected client funds for his own personal use. During this leave period, he became employed by Arkadios Capital. However, when Arkadios discovered the leave and the reasons behind it, they contacted Wealth Management Advisors and were notified of the \u201cconfirmatory findings from the internal review.\u201d Both firms terminated Whitacre on 7\/16\/2021 based on these findings.\" width=\"300\" height=\"200\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Jordan-Whitacre.png 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Jordan-Whitacre-180x120.png 180w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/>Jordan Whitacre (Jordan David Whitacre CRD# <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/5828900\" target=\"_blank\">5828900<\/a>) is a former registered broker and investment advisor whose most recent employer was Arkadios Capital (CRD#:282710) of Anderson, SC. His previous employers were Triad Advisors LLC (CRD#:25803) and The Investment Center, Inc. (CRD#:17839), also of Anderson. He has been in the industry since 2011. <a href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/#more-10651\" class=\"more-link\">Continue reading \u203a<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Jordan Whitacre (Jordan David Whitacre CRD# 5828900) is a former registered broker and investment advisor whose most recent employer was Arkadios Capital (CRD#:282710) of Anderson, SC. His previous employers were Triad Advisors LLC (CRD#:25803) and The Investment Center, Inc. (CRD#:17839), also of Anderson. He has been in the industry since 2011. Continue reading \u203a<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[591,580],"tags":[],"class_list":["post-10651","post","type-post","status-publish","format-standard","hentry","category-misappropriation","category-stockbroker-misconduct"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FINRA Bars Broker Jordan Whitacre For Misappropriation Of Client Funds<\/title>\n<meta name=\"description\" content=\"Jordan Whitacre is a former registered broker and investment advisor whose most recent employer was Arkadios Capital of Anderson, SC.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Bars Broker Jordan Whitacre For Misappropriation Of Client Funds\" \/>\n<meta name=\"twitter:description\" content=\"Jordan Whitacre is a former registered broker and investment advisor whose most recent employer was Arkadios Capital of Anderson, SC.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Jordan-Whitacre.png\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Bars Broker Jordan Whitacre For Misappropriation Of Client Funds","description":"Jordan Whitacre is a former registered broker and investment advisor whose most recent employer was Arkadios Capital of Anderson, SC.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/","twitter_card":"summary_large_image","twitter_title":"FINRA Bars Broker Jordan Whitacre For Misappropriation Of Client Funds","twitter_description":"Jordan Whitacre is a former registered broker and investment advisor whose most recent employer was Arkadios Capital of Anderson, SC.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Jordan-Whitacre.png","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Bars Broker Jordan Whitacre For Misappropriation Of Client Funds","datePublished":"2022-05-18T13:53:38+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/"},"wordCount":504,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Jordan-Whitacre.png","articleSection":["Misappropriation","Stockbroker Misconduct"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/","name":"FINRA Bars Broker Jordan Whitacre For Misappropriation Of Client Funds","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Jordan-Whitacre.png","datePublished":"2022-05-18T13:53:38+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Jordan Whitacre is a former registered broker and investment advisor whose most recent employer was Arkadios Capital of Anderson, SC.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Jordan-Whitacre.png","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2022\/05\/Jordan-Whitacre.png","width":300,"height":200},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/finra-bars-broker-jordan-whitacre-for-misappropriation-of-client-funds\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"FINRA Bars Broker Jordan Whitacre For Misappropriation Of Client Funds"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10651","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=10651"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10651\/revisions"}],"predecessor-version":[{"id":10653,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/10651\/revisions\/10653"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=10651"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=10651"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=10651"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}